We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLACU
776
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$99K ﹤0.01%
10,000
– –
VMW
777
DELISTED
VMware, Inc
VMW
$99K ﹤0.01%
666
– –
TWNI.U
778
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$99K ﹤0.01%
10,000
– –
VTIQU
779
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$99K ﹤0.01%
10,000
– –
HD icon
780
PUT
Home Depot
HD
$339B
$98K ﹤0.01%
+300
New +$98.5K
PICC
781
DELISTED
Pivotal Investment Corporation III
PICC
$97K ﹤0.01%
+10,000
New +$97.2K
TECK icon
782
PUT
Teck Resources
TECK
$29.5B
$95K ﹤0.01%
3,800
-171,200
-98% -$3.92M
HAL icon
783
CALL
Halliburton
HAL
$26.6B
$91K ﹤0.01%
+4,200
New +$86K
EM
784
DELISTED
Smart Share Global Ltd
EM
$88K ﹤0.01%
26,220
-48,780
-65% -$185K
CSCO icon
785
Cisco
CSCO
$457B
$87K ﹤0.01%
1,600
-47,051
-97% -$2.64M
MIME
786
DELISTED
Mimecast Limited
MIME
$87K ﹤0.01%
1,368
– –
YETI icon
787
CALL
Yeti Holdings
YETI
$3.85B
$86K ﹤0.01%
+1,000
New +$96.8K
M icon
788
PUT
Macy's
M
$6.83B
$84K ﹤0.01%
3,700
-121,300
-97% -$2.43M
BSN.WS
789
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$81K ﹤0.01%
75,000
– –
BERY
790
DELISTED
Berry Global Group, Inc.
BERY
$79K ﹤0.01%
+1,416
New +$83.9K
TSLA icon
791
CALL
Tesla
TSLA
$1.27T
$78K ﹤0.01%
300
– –
SDC
792
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$78K ﹤0.01%
+14,700
New +$91.3K
DHI icon
793
CALL
D.R. Horton
DHI
$41B
$76K ﹤0.01%
900
+700
+350% +$64.5K
IPOD.WS
794
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$71K ﹤0.01%
40,700
-6,400
-14% -$12.1K
TECK icon
795
Teck Resources
TECK
$29.5B
$67K ﹤0.01%
+2,700
New +$61.8K
OLLI icon
796
CALL
Ollie's Bargain Outlet
OLLI
$4.51B
$66K ﹤0.01%
+1,100
New +$89K
GXIIW
797
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$66K ﹤0.01%
+128,878
New +$113K
CTAQW
798
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$63K ﹤0.01%
96,700
-3,300
-3% -$2.6K
AUS.WS
799
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$63K ﹤0.01%
37,500
– –
LOGI icon
800
PUT
Logitech
LOGI
$15.1B
$62K ﹤0.01%
+700
New +$75.6K
30 31
32
33 34

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.