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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUXAW
751
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$38K ﹤0.01%
43,200
– –
OCA.WS
752
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$37K ﹤0.01%
62,500
– –
FACA.WS
753
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$36K ﹤0.01%
31,250
– –
LGACW
754
DELISTED
Lazard Growth Acquisition Corp. I Warrants
LGACW
$35K ﹤0.01%
40,000
– –
BOAS.WS
755
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$35K ﹤0.01%
66,600
– –
VEEAW
756
Veea Inc Warrant
VEEAW
$34K ﹤0.01%
41,868
– –
GETR.WS
757
DELISTED
Getaround, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
GETR.WS
$32K ﹤0.01%
34,468
– –
HUN icon
758
PUT
Huntsman Corp
HUN
$1.75B
$31K ﹤0.01%
+900
New +$29.4K
AGGRW
759
DELISTED
Agile Growth Corp Warrant
AGGRW
$31K ﹤0.01%
48,305
– –
SLB icon
760
PUT
SLB Ltd
SLB
$73.1B
$30K ﹤0.01%
1,000
-400
-29% -$12.6K
RBAC.WS
761
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$29K ﹤0.01%
23,300
– –
TCACW
762
DELISTED
Tuatara Capital Acquisition Corporation Warrant
TCACW
$29K ﹤0.01%
49,400
– –
MSDAW
763
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$28K ﹤0.01%
23,717
– –
BGSX.WS
764
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$28K ﹤0.01%
40,552
– –
ZNGA
765
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$28K ﹤0.01%
+4,400
New +$30.4K
MSPRZ
766
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$27K ﹤0.01%
50,000
– –
IPVIW
767
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$27K ﹤0.01%
33,600
– –
AFAQW
768
DELISTED
AF Acquisition Corp Warrants
AFAQW
$27K ﹤0.01%
45,424
– –
HTPA.WS
769
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
$27K ﹤0.01%
16,600
– –
HAACW
770
DELISTED
Health Assurance Acquisition Corp. Warrants
HAACW
$27K ﹤0.01%
32,000
– –
ET icon
771
PUT
Energy Transfer Partners
ET
$69.7B
$26K ﹤0.01%
+3,200
New +$29.1K
VYGG.WS
772
DELISTED
Vy Global Growth Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
VYGG.WS
$26K ﹤0.01%
22,118
– –
PIPP.WS
773
DELISTED
Pine Island Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PIPP.WS
$25K ﹤0.01%
26,900
– –
ISLEW
774
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$25K ﹤0.01%
50,000
– –
GSAQW
775
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
$25K ﹤0.01%
50,000
– –
29 30
31
32 33

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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.