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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTR icon
751
PUT
Palantir
PLTR
$301B
$151K ﹤0.01%
+6,300
New +$154K
ATAI icon
752
AtaiBeckley Inc
ATAI
$2.66B
$148K ﹤0.01%
10,000
– –
CCJ icon
753
CALL
Cameco
CCJ
$39.1B
$148K ﹤0.01%
+6,800
New +$129K
TWTR
754
CALL
DELISTED
Twitter, Inc.
TWTR
$145K ﹤0.01%
+2,400
New +$158K
ML
755
DELISTED
MoneyLion Inc.
ML
$142K ﹤0.01%
+697
New +$204K
RERE
756
ATRenew
RERE
$944M
$140K ﹤0.01%
14,000
– –
CRHC.WS
757
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$137K ﹤0.01%
151,819
-105,515
-41% -$115K
ACQRU
758
DELISTED
Independence Holdings Corp. Units
ACQRU
$134K ﹤0.01%
13,400
-733
-5% -$7.3K
IBM icon
759
PUT
IBM
IBM
$213B
$133K ﹤0.01%
+1,046
New +$140K
ISOS.WS
760
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$133K ﹤0.01%
+96,399
New +$128K
ACTDU
761
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
$132K ﹤0.01%
13,273
-1,727
-12% -$17.2K
QCOM icon
762
Qualcomm
QCOM
$159B
$129K ﹤0.01%
1,004
-33,996
-97% -$4.82M
RIO icon
763
CALL
Rio Tinto
RIO
$156B
$127K ﹤0.01%
+1,900
New +$148K
MXCT icon
764
MaxCyte
MXCT
$115M
$122K ﹤0.01%
+10,000
New +$151K
PIAI.WS
765
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$121K ﹤0.01%
173,100
-26,900
-13% -$22.2K
IPOF.WS
766
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$121K ﹤0.01%
64,814
-83,536
-56% -$152K
M icon
767
CALL
Macy's
M
$6.83B
$120K ﹤0.01%
+5,300
New +$106K
GT icon
768
Goodyear
GT
$2.02B
$118K ﹤0.01%
6,669
+2,759
+71% +$44.8K
SABR icon
769
PUT
Sabre
SABR
$779M
$117K ﹤0.01%
+9,900
New +$112K
GAP
770
The Gap Inc
GAP
$7.38B
$112K ﹤0.01%
4,915
-10,382
-68% -$287K
SERA icon
771
Sera Prognostics
SERA
$82.2M
$111K ﹤0.01%
+10,000
New +$104K
PPGH
772
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$108K ﹤0.01%
+10,957
New +$107K
NOW icon
773
ServiceNow
NOW
$118B
$104K ﹤0.01%
835
-9,000
-92% -$1.09M
EDU icon
774
New Oriental
EDU
$9.4B
$103K ﹤0.01%
5,000
-23,451
-82% -$744K
CBAH.WS
775
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
$102K ﹤0.01%
62,000
-13,000
-17% -$20.9K
29 30
31
32 33

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.