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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+26.63%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$6.2B
Cap. Flow
+$4.78B
Cap. Flow %
45.54%
Top 10 Hldgs %
28.07%
Holding
985
New
521
Increased
87
Reduced
60
Closed
171

Top Buys

Rank Stock Value
1
RPRX icon
Royalty Pharma
RPRX
+$153M
2
RUN icon
Sunrun
RUN
+$94.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$83.8M
4
DT icon
Dynatrace
DT
+$67.2M
5
ED icon
Consolidated Edison
ED
+$56.8M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$71.8M
2
TXG icon
10x Genomics
TXG
+$62.3M
3
CZR icon
Caesars Entertainment
CZR
+$60.8M
4
DNLI icon
Denali Therapeutics
DNLI
+$53.1M
5
PENN icon
PENN Entertainment
PENN
+$42M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 6.25%
3 Communication Services 2.7%
4 Consumer Discretionary 2.07%
5 Financials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QELLW
751
DELISTED
Qell Acquisition Corp. Warrant
QELLW
$207K ﹤0.01%
+66,333
New +$197K
CNK icon
752
PUT
Cinemark Holdings
CNK
$4.39B
$205K ﹤0.01%
+11,800
New +$148K
MAT icon
753
Mattel
MAT
$4.32B
$204K ﹤0.01%
11,668
-138,332
-92% -$2.04M
LMT icon
754
Lockheed Martin
LMT
$135B
$202K ﹤0.01%
+570
New +$210K
UPS icon
755
United Parcel Service
UPS
$90.8B
$202K ﹤0.01%
+1,200
New +$203K
ACB
756
CALL
Aurora Cannabis
ACB
$175M
$201K ﹤0.01%
+2,420
New +$176K
TLRY icon
757
PUT
Tilray
TLRY
$632M
$198K ﹤0.01%
+2,400
New +$175K
ACB
758
PUT
Aurora Cannabis
ACB
$175M
$184K ﹤0.01%
+2,220
New +$162K
WDC icon
759
CALL
Western Digital
WDC
$182B
$183K ﹤0.01%
4,366
– –
CLX icon
760
PUT
Clorox
CLX
$11.9B
$182K ﹤0.01%
900
– –
IH
761
iHuman
IH
$69M
$181K ﹤0.01%
+10,000
New +$223K
MAC icon
762
PUT
Macerich
MAC
$7.34B
$178K ﹤0.01%
+16,700
New +$152K
DVN icon
763
CALL
Devon Energy
DVN
$51.4B
$174K ﹤0.01%
+11,000
New +$136K
IPOD.WS
764
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$174K ﹤0.01%
+47,100
New +$162K
ALXN
765
CALL
DELISTED
Alexion Pharmaceuticals
ALXN
$172K ﹤0.01%
+1,100
New +$141K
GHLD
766
DELISTED
Guild Holdings
GHLD
$169K ﹤0.01%
+10,000
New +$152K
OPT
767
DELISTED
Opthea Limited American Depositary Shares
OPT
$168K ﹤0.01%
+15,000
New +$189K
FSLY icon
768
Fastly Inc
FSLY
$3.6B
$166K ﹤0.01%
+1,900
New +$168K
TELA icon
769
TELA Bio
TELA
$33.1M
$154K ﹤0.01%
10,263
-15,468
-60% -$251K
FE icon
770
FirstEnergy
FE
$28B
$151K ﹤0.01%
4,926
-103,132
-95% -$3.09M
WBA
771
CALL
DELISTED
Walgreens Boots Alliance
WBA
$148K ﹤0.01%
3,700
– –
MAC icon
772
CALL
Macerich
MAC
$7.34B
$146K ﹤0.01%
+13,700
New +$124K
PXD
773
DELISTED
Pioneer Natural Resource Co.
PXD
$137K ﹤0.01%
+1,200
New +$117K
ELUT icon
774
Elutia
ELUT
$38.3M
$136K ﹤0.01%
+10,000
New +$125K
EOG icon
775
CALL
EOG Resources
EOG
$77.6B
$135K ﹤0.01%
+2,700
New +$117K
29 30
31
32 33

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TAM
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WCF
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, CAAS Capital Management held 985 positions worth $10.5B, up 145% from $4.29B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

CAAS Capital Management deployed $4.78B of net new capital in Q4 2020, opening 521 new positions and adding to 87 existing holdings. Its largest new stake was Sunrun: 1,519,346 shares worth $105M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Solar, an estimated $71.8M trimmed.

  • CAAS Capital Management's largest Q4 2020 buy was Sunrun: 1,519,346 shares worth $105M.
  • CAAS Capital Management added most to Royalty Pharma in Q4 2020, an estimated $153M increase.
  • CAAS Capital Management's biggest Q4 2020 reduction was First Solar, cutting an estimated $71.8M.
  • CAAS Capital Management fully exited 10x Genomics in Q4 2020, selling an estimated $62.3M.
  • CAAS Capital Management's ten largest holdings make up 28% of its $10.5B portfolio in Q4 2020.
  • CAAS Capital Management opened 521 new positions and closed 171 in Q4 2020.
  • CAAS Capital Management's portfolio value rose 145% quarter-over-quarter to $10.5B.

Based on CAAS Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.