We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCEL icon
726
FuelCell Energy
FCEL
$1.69B
$67K ﹤0.01%
+432
New +$102K
OLLI icon
727
PUT
Ollie's Bargain Outlet
OLLI
$4.56B
$67K ﹤0.01%
1,300
-2,900
-69% -$177K
CTAQW
728
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
$67K ﹤0.01%
96,700
– –
HAL icon
729
CALL
Halliburton
HAL
$26.5B
$66K ﹤0.01%
2,900
-1,300
-31% -$30.8K
TBCPW
730
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$66K ﹤0.01%
80,000
– –
OPTU
731
PUT
Optimum Communications Inc
OPTU
$328M
$65K ﹤0.01%
+4,000
New +$67.8K
SBNY
732
PUT
DELISTED
Signature Bank
SBNY
$65K ﹤0.01%
+200
New +$62.3K
FTCH
733
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$63K ﹤0.01%
1,893
-75,300
-98% -$2.77M
DDD icon
734
CALL
3D Systems Corp
DDD
$456M
$62K ﹤0.01%
+2,900
New +$73.2K
HZON.WS
735
DELISTED
Horizon Acquisition Corporation II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HZON.WS
$62K ﹤0.01%
66,666
– –
CVIIW
736
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$60K ﹤0.01%
60,000
– –
IMPX.WS
737
DELISTED
AEA-Bridges Impact Corp Warrants
IMPX.WS
$59K ﹤0.01%
52,200
– –
IQ icon
738
PUT
iQIYI
IQ
$1.3B
$58K ﹤0.01%
+12,700
New +$89.9K
SCLEW
739
DELISTED
Broadscale Acquisition Corp. Warrant
SCLEW
$56K ﹤0.01%
59,572
– –
DSACW
740
DELISTED
Duddell Street Acquisition Corp. Warrant
DSACW
$55K ﹤0.01%
43,750
– –
IPVF.WS
741
DELISTED
InterPrivate III Financial Partners Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
IPVF.WS
$54K ﹤0.01%
36,421
– –
SPAQ.WS
742
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$54K ﹤0.01%
37,500
– –
UBER icon
743
PUT
Uber
UBER
$145B
$50K ﹤0.01%
1,200
-30,800
-96% -$1.33M
AVAN.WS
744
DELISTED
Avanti Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AVAN.WS
$50K ﹤0.01%
83,700
– –
JWSM.WS
745
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$45K ﹤0.01%
43,725
– –
DISAW
746
DELISTED
Disruptive Acquisition Corporation I Warrant
DISAW
$45K ﹤0.01%
+56,484
New +$39.4K
IVAN.WS
747
DELISTED
Ivanhoe Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
IVAN.WS
$43K ﹤0.01%
24,400
-8,900
-27% -$20.7K
NCLH icon
748
CALL
Norwegian Cruise Line
NCLH
$8.97B
$41K ﹤0.01%
2,000
-28,000
-93% -$670K
GPRO icon
749
CALL
GoPro
GPRO
$131M
$39K ﹤0.01%
+3,800
New +$37.7K
AUS.WS
750
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$39K ﹤0.01%
37,500
– –
28 29
30
31 32

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.