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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTD.U
726
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$197K ﹤0.01%
20,000
– –
NSTC.U
727
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$197K ﹤0.01%
20,000
– –
NEE icon
728
PUT
NextEra Energy
NEE
$181B
$196K ﹤0.01%
2,500
– –
LHAA
729
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$192K ﹤0.01%
19,700
– –
PNTM.U
730
DELISTED
Pontem Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
PNTM.U
$191K ﹤0.01%
19,186
– –
FSRXU
731
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
$190K ﹤0.01%
19,300
– –
GS icon
732
CALL
Goldman Sachs
GS
$300B
$189K ﹤0.01%
+500
New +$195K
OMGA
733
DELISTED
Omega Therapeutics, Inc. Common Stock
OMGA
$189K ﹤0.01%
+10,000
New +$192K
KR icon
734
PUT
Kroger
KR
$35.4B
$182K ﹤0.01%
+4,500
New +$189K
KR icon
735
CALL
Kroger
KR
$35.4B
$178K ﹤0.01%
+4,400
New +$185K
BE icon
736
CALL
Bloom Energy
BE
$60.6B
$176K ﹤0.01%
+9,400
New +$199K
RLYB icon
737
Rallybio
RLYB
$84.5M
$176K ﹤0.01%
+1,250
New +$147K
VECT
738
DELISTED
VectivBio Holding AG Ordinary Shares
VECT
$174K ﹤0.01%
22,565
-18,531
-45% -$159K
SYF icon
739
CALL
Synchrony
SYF
$24.7B
$171K ﹤0.01%
+3,500
New +$170K
TWTR
740
DELISTED
Twitter, Inc.
TWTR
$170K ﹤0.01%
+2,823
New +$185K
TRML
741
DELISTED
Tourmaline Bio
TRML
$169K ﹤0.01%
1,249
-7,751
-86% -$1.06M
DRI icon
742
PUT
Darden Restaurants
DRI
$23.3B
$167K ﹤0.01%
1,100
-32,000
-97% -$4.7M
SPRB
743
Spruce Biosciences
SPRB
$118M
$166K ﹤0.01%
367
-865
-70% -$543K
HAL icon
744
PUT
Halliburton
HAL
$26.9B
$162K ﹤0.01%
7,500
-52,500
-88% -$1.08M
BRNS
745
Barinthus Biotherapeutics
BRNS
$22.8M
$161K ﹤0.01%
10,251
-39,749
-79% -$604K
PG icon
746
Procter & Gamble
PG
$336B
$160K ﹤0.01%
1,142
-1,401
-55% -$199K
DELL icon
747
CALL
Dell
DELL
$262B
$158K ﹤0.01%
5,919
-191,381
-97% -$9.54M
TECK icon
748
CALL
Teck Resources
TECK
$29.6B
$154K ﹤0.01%
+6,200
New +$142K
SYBX
749
DELISTED
Synlogic
SYBX
$153K ﹤0.01%
+3,333
New +$156K
PLTR icon
750
CALL
Palantir
PLTR
$295B
$151K ﹤0.01%
+6,300
New +$154K
28 29
30
31 32

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CIG
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TAM
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WCF
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CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.