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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
701
DELISTED
US Steel
X
$109K ﹤0.01%
+4,592
New +$108K
NOW icon
702
ServiceNow
NOW
$119B
$108K ﹤0.01%
835
– –
ACQRU
703
DELISTED
Independence Holdings Corp. Units
ACQRU
$103K ﹤0.01%
10,300
-3,100
-23% -$30.8K
SABR icon
704
PUT
Sabre
SABR
$779M
$102K ﹤0.01%
11,900
+2,000
+20% +$19.2K
TWNI.U
705
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$99K ﹤0.01%
10,000
– –
VTIQU
706
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$99K ﹤0.01%
10,000
– –
NTR icon
707
PUT
Nutrien
NTR
$31.5B
$98K ﹤0.01%
+1,300
New +$91K
OPTU
708
CALL
Optimum Communications Inc
OPTU
$328M
$97K ﹤0.01%
+6,000
New +$102K
PICC
709
DELISTED
Pivotal Investment Corporation III
PICC
$97K ﹤0.01%
10,000
– –
KR icon
710
PUT
Kroger
KR
$35.5B
$95K ﹤0.01%
2,100
-2,400
-53% -$101K
VAXX
711
DELISTED
Vaxxinity, Inc. Class A Common Stock
VAXX
$94K ﹤0.01%
+16,771
New +$173K
DVN icon
712
CALL
Devon Energy
DVN
$51.1B
$93K ﹤0.01%
2,100
+1,800
+600% +$74.9K
PIAI.WS
713
DELISTED
Prime Impact Acquisition I Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PIAI.WS
$93K ﹤0.01%
173,100
– –
APSG.WS
714
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$90K ﹤0.01%
70,192
– –
BLDP
715
Ballard Power Systems
BLDP
$799M
$87K ﹤0.01%
+6,930
New +$105K
PD icon
716
PUT
PagerDuty
PD
$852M
$87K ﹤0.01%
+2,500
New +$96.7K
ELEV
717
DELISTED
Elevation Oncology
ELEV
$82K ﹤0.01%
13,678
-46,322
-77% -$320K
PG icon
718
CALL
Procter & Gamble
PG
$337B
$82K ﹤0.01%
+500
New +$74.2K
ET icon
719
CALL
Energy Transfer Partners
ET
$69.5B
$81K ﹤0.01%
+9,800
New +$89K
HUT
720
Hut 8
HUT
$12.6B
$80K ﹤0.01%
+2,030
New +$114K
BTI icon
721
CALL
British American Tobacco
BTI
$129B
$79K ﹤0.01%
+2,100
New +$74.6K
BA icon
722
Boeing
BA
$184B
$76K ﹤0.01%
+377
New +$79.7K
PVH icon
723
PUT
PVH
PVH
$4.05B
$75K ﹤0.01%
+700
New +$76.5K
GPRO icon
724
PUT
GoPro
GPRO
$131M
$73K ﹤0.01%
+7,100
New +$70.4K
GXIIW
725
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$68K ﹤0.01%
128,878
– –
27 28
29
30 31

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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.