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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
701
PUT
Rio Tinto
RIO
$156B
$267K 0.01%
+4,000
New +$312K
SBEAU
702
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
$265K 0.01%
26,685
-23,315
-47% -$232K
SYF icon
703
PUT
Synchrony
SYF
$25.3B
$264K 0.01%
+5,400
New +$262K
Z icon
704
PUT
Zillow
Z
$8.04B
$256K 0.01%
+2,900
New +$293K
BAC icon
705
PUT
Bank of America
BAC
$438B
$255K 0.01%
6,000
-54,000
-90% -$2.18M
CRON
706
CALL
Cronos Group
CRON
$1.06B
$255K 0.01%
45,000
– –
OLLI icon
707
PUT
Ollie's Bargain Outlet
OLLI
$4.51B
$253K 0.01%
+4,200
New +$340K
PEAR
708
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$249K 0.01%
+25,000
New +$247K
DIBS icon
709
1stdibs.com
DIBS
$149M
$248K 0.01%
20,000
– –
CFVIU
710
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$246K ﹤0.01%
25,000
– –
ESM
711
DELISTED
ESM Acquisition Corporation
ESM
$244K ﹤0.01%
+24,985
New +$242K
GDP
712
DELISTED
Goodrich Petroleum Corporation Common Stock
GDP
$237K ﹤0.01%
+10,000
New +$175K
STX icon
713
CALL
Seagate
STX
$189B
$223K ﹤0.01%
+2,700
New +$235K
VRM icon
714
CALL
Vroom Inc
VRM
$37.2M
$221K ﹤0.01%
+125
New +$318K
ALB icon
715
PUT
Albemarle
ALB
$14B
$219K ﹤0.01%
+1,000
New +$214K
CVX icon
716
CALL
Chevron
CVX
$385B
$213K ﹤0.01%
+2,100
New +$209K
NEE icon
717
CALL
NextEra Energy
NEE
$181B
$212K ﹤0.01%
2,700
– –
SKYAU
718
DELISTED
Skydeck Acquisition Corp. Units
SKYAU
$212K ﹤0.01%
21,315
-25,385
-54% -$253K
VTEX icon
719
VTEX
VTEX
$750M
$206K ﹤0.01%
+10,000
New +$250K
DQ
720
Daqo New Energy
DQ
$930M
$205K ﹤0.01%
3,600
– –
FL
721
CALL
DELISTED
Foot Locker
FL
$205K ﹤0.01%
+4,500
New +$250K
CORZ
722
DELISTED
Core Scientific, Inc. Common Stock
CORZ
$202K ﹤0.01%
+20,000
New +$201K
FL
723
PUT
DELISTED
Foot Locker
FL
$201K ﹤0.01%
+4,400
New +$244K
BETR icon
724
Better Home & Finance Holding
BETR
$515M
$199K ﹤0.01%
+400
New +$199K
PACX
725
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$199K ﹤0.01%
+20,000
New +$198K
27 28
29
30 31

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.