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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCH
676
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$167K ﹤0.01%
5,000
-100,000
-95% -$3.67M
UNFI icon
677
PUT
United Natural Foods
UNFI
$2.87B
$162K ﹤0.01%
+3,300
New +$159K
LITS
678
Lite Strategy Inc
LITS
$33.4M
$160K ﹤0.01%
+2,999
New +$167K
HPQ icon
679
PUT
HP
HPQ
$24.8B
$154K ﹤0.01%
+4,100
New +$134K
TECK icon
680
CALL
Teck Resources
TECK
$29.5B
$150K ﹤0.01%
5,200
-1,000
-16% -$27.4K
LDHAU
681
DELISTED
LDH Growth Corp I Units
LDHAU
$148K ﹤0.01%
14,854
-23,946
-62% -$238K
GT icon
682
Goodyear
GT
$2.02B
$142K ﹤0.01%
6,669
– –
UNFI icon
683
CALL
United Natural Foods
UNFI
$2.87B
$142K ﹤0.01%
+2,900
New +$140K
NVAX icon
684
Novavax
NVAX
$1.22B
$140K ﹤0.01%
+979
New +$168K
AKLI
685
DELISTED
Akili Inc
AKLI
$139K ﹤0.01%
13,985
-40,215
-74% -$398K
LULU icon
686
lululemon athletica
LULU
$14B
$137K ﹤0.01%
350
-2,200
-86% -$940K
PAYX icon
687
CALL
Paychex
PAYX
$41.9B
$137K ﹤0.01%
+1,000
New +$124K
IBM icon
688
PUT
IBM
IBM
$213B
$134K ﹤0.01%
1,000
-46
-4% -$5.77K
EXC icon
689
CALL
Exelon
EXC
$47B
$133K ﹤0.01%
+3,225
New +$121K
WBD icon
690
Warner Bros
WBD
$65.4B
$132K ﹤0.01%
+5,600
New +$139K
CIAN
691
DELISTED
Cian PLC American Depositary Shares, each representing one Ordinary Share
CIAN
$128K ﹤0.01%
+10,414
New +$149K
IPOF.WS
692
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$127K ﹤0.01%
64,814
– –
IVZ icon
693
Invesco
IVZ
$13.6B
$124K ﹤0.01%
5,387
-24,613
-82% -$599K
CRHC.WS
694
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$121K ﹤0.01%
151,819
– –
SI
695
PUT
DELISTED
Silvergate Capital Corporation
SI
$119K ﹤0.01%
+800
New +$137K
KR icon
696
CALL
Kroger
KR
$35.7B
$118K ﹤0.01%
2,600
-1,800
-41% -$75.7K
PARA
697
PUT
DELISTED
Paramount Global Class B
PARA
$118K ﹤0.01%
+3,900
New +$134K
AMAM
698
DELISTED
Ambrx Biopharma Inc
AMAM
$118K ﹤0.01%
13,068
-26,932
-67% -$301K
GILD icon
699
PUT
Gilead Sciences
GILD
$163B
$116K ﹤0.01%
+1,600
New +$110K
TCRX icon
700
TScan Therapeutics
TCRX
$47.3M
$115K ﹤0.01%
25,633
-49,367
-66% -$356K
26 27
28
29 30

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.