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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANZUU
676
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$1.5M 0.02%
+150,000
New +$1.5M
FACT.U
677
DELISTED
Freedom Acquisition I Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
FACT.U
$1.5M 0.02%
+150,000
New +$1.5M
MAT icon
678
PUT
Mattel
MAT
$4.32B
$1.49M 0.02%
75,000
-425,000
-85% -$8.22M
ROSS.U
679
DELISTED
Ross Acquisition Corp II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ROSS.U
$1.49M 0.02%
+150,000
New +$1.49M
TSPQ.U
680
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$1.49M 0.02%
+150,000
New +$1.5M
JOFFU
681
DELISTED
JOFF Fintech Acquisition Corp. Unit
JOFFU
$1.49M 0.02%
+150,000
New +$1.54M
FRONU
682
DELISTED
Frontier Acquisition Corp. Units
FRONU
$1.49M 0.02%
+150,000
New +$1.52M
VGII.U
683
DELISTED
Virgin Group Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth
VGII.U
$1.49M 0.02%
+150,000
New +$1.49M
B
684
PUT
Barrick Mining
B
$64B
$1.49M 0.02%
75,100
-507,600
-87% -$10.9M
KDP icon
685
Keurig Dr Pepper
KDP
$42.1B
$1.48M 0.02%
43,176
-2,806,783
-98% -$91M
ATHN.U
686
DELISTED
Athena Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
ATHN.U
$1.48M 0.02%
+150,000
New +$1.48M
VPCC.U
687
DELISTED
VPC Impact Acquisition Holdings III, Inc. Units, each consisting of one share of Class A common stoc
VPCC.U
$1.48M 0.02%
+150,000
New +$1.5M
VPCBU
688
DELISTED
VPC Impact Acquisition Holdings II Unit
VPCBU
$1.48M 0.02%
+150,000
New +$1.5M
RCL icon
689
Royal Caribbean
RCL
$86.7B
$1.48M 0.02%
+17,250
New +$1.37M
NTNX icon
690
CALL
Nutanix
NTNX
$16.5B
$1.46M 0.02%
55,000
– –
PENG
691
Penguin Solutions Inc
PENG
$2.7B
$1.45M 0.02%
+62,794
New +$1.36M
RDWR icon
692
Radware
RDWR
$1.16B
$1.44M 0.02%
+55,360
New +$1.52M
INDT
693
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
$1.44M 0.02%
+23,989
New +$1.53M
BFH icon
694
Bread Financial
BFH
$4.48B
$1.44M 0.02%
+16,091
New +$1.15M
NEM icon
695
PUT
Newmont
NEM
$100B
$1.43M 0.02%
23,700
-99,000
-81% -$5.92M
IACA
696
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$1.41M 0.02%
+139,093
New +$1.65M
PHVS icon
697
Pharvaris
PHVS
$2.25B
$1.4M 0.02%
+50,000
New +$1.57M
PLTR icon
698
PUT
Palantir
PLTR
$390B
$1.4M 0.02%
+60,000
New +$1.65M
SHC icon
699
Sotera Health
SHC
$5.13B
$1.39M 0.02%
55,662
-644,338
-92% -$17M
ARRY icon
700
Array Technologies
ARRY
$873M
$1.37M 0.01%
46,060
-82,699
-64% -$3.3M
26 27
28
29 30

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WCF
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.