We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+26.63%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$6.2B
Cap. Flow
+$4.78B
Cap. Flow %
45.54%
Top 10 Hldgs %
28.07%
Holding
985
New
521
Increased
87
Reduced
60
Closed
171

Top Buys

Rank Stock Value
1
RPRX icon
Royalty Pharma
RPRX
+$153M
2
RUN icon
Sunrun
RUN
+$94.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$83.8M
4
DT icon
Dynatrace
DT
+$67.2M
5
ED icon
Consolidated Edison
ED
+$56.8M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$71.8M
2
TXG icon
10x Genomics
TXG
+$62.3M
3
CZR icon
Caesars Entertainment
CZR
+$60.8M
4
DNLI icon
Denali Therapeutics
DNLI
+$53.1M
5
PENN icon
PENN Entertainment
PENN
+$42M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 6.25%
3 Communication Services 2.7%
4 Consumer Discretionary 2.07%
5 Financials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PENN icon
676
PUT
PENN Entertainment
PENN
$2.7B
$553K 0.01%
+6,400
New +$457K
VACQU
677
DELISTED
Vector Acquisition Corporation Unit
VACQU
$538K 0.01%
50,000
– –
HZON.U
678
DELISTED
Horizon Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HZON.U
$537K 0.01%
+50,000
New +$516K
EVGO icon
679
EVgo
EVGO
$241M
$536K 0.01%
+50,000
New +$517K
YSAC.U
680
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
$533K 0.01%
+50,000
New +$514K
LMT icon
681
PUT
Lockheed Martin
LMT
$135B
$532K 0.01%
+1,500
New +$551K
TINV.U
682
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$529K 0.01%
+50,000
New +$519K
MOTV.U
683
DELISTED
Motive Capital Corp Units, each consisting of one Class A ordinary share, and one-third of one redee
MOTV.U
$527K 0.01%
+50,000
New +$518K
HTPA.U
684
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$525K 0.01%
+50,000
New +$523K
PHICU
685
DELISTED
Population Health Investment Co., Inc. Unit
PHICU
$523K 0.01%
+50,000
New +$515K
GNPK.U
686
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
$520K 0.01%
+50,000
New +$514K
PMVC.U
687
DELISTED
PMV Consumer Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PMVC.U
$515K ﹤0.01%
50,000
– –
IIAC.U
688
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$514K ﹤0.01%
+50,000
New +$512K
TMUS icon
689
CALL
T-Mobile US
TMUS
$188B
$512K ﹤0.01%
+3,800
New +$469K
LULU icon
690
lululemon athletica
LULU
$13.9B
$505K ﹤0.01%
+1,450
New +$504K
YALA
691
Yalla Group
YALA
$831M
$502K ﹤0.01%
35,000
– –
CDAK
692
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
$485K ﹤0.01%
+15,000
New +$198K
IPOF.WS
693
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$485K ﹤0.01%
+148,350
New +$400K
AY
694
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$484K ﹤0.01%
+12,744
New +$421K
CVX icon
695
Chevron
CVX
$380B
$473K ﹤0.01%
5,600
– –
BIIB icon
696
CALL
Biogen
BIIB
$30.2B
$465K ﹤0.01%
1,900
– –
KRON
697
DELISTED
Kronos Bio
KRON
$448K ﹤0.01%
+15,000
New +$471K
SPFR.U
698
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$442K ﹤0.01%
+40,000
New +$433K
TMPMU
699
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$436K ﹤0.01%
+42,500
New +$430K
DD icon
700
PUT
DuPont de Nemours
DD
$18.7B
$427K ﹤0.01%
4,780
-94,883
-95% -$7.45M
26 27
28
29 30

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, CAAS Capital Management held 985 positions worth $10.5B, up 145% from $4.29B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

CAAS Capital Management deployed $4.78B of net new capital in Q4 2020, opening 521 new positions and adding to 87 existing holdings. Its largest new stake was Sunrun: 1,519,346 shares worth $105M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Solar, an estimated $71.8M trimmed.

  • CAAS Capital Management's largest Q4 2020 buy was Sunrun: 1,519,346 shares worth $105M.
  • CAAS Capital Management added most to Royalty Pharma in Q4 2020, an estimated $153M increase.
  • CAAS Capital Management's biggest Q4 2020 reduction was First Solar, cutting an estimated $71.8M.
  • CAAS Capital Management fully exited 10x Genomics in Q4 2020, selling an estimated $62.3M.
  • CAAS Capital Management's ten largest holdings make up 28% of its $10.5B portfolio in Q4 2020.
  • CAAS Capital Management opened 521 new positions and closed 171 in Q4 2020.
  • CAAS Capital Management's portfolio value rose 145% quarter-over-quarter to $10.5B.

Based on CAAS Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.