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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
651
PUT
Kohl's
KSS
$2.28B
$212K 0.01%
+4,300
New +$220K
TDOC icon
652
Teladoc Health
TDOC
$1.21B
$210K 0.01%
2,288
– –
KREF
653
KKR Real Estate Finance Trust
KREF
$465M
$206K 0.01%
+9,869
New +$213K
DOW icon
654
CALL
Dow Inc
DOW
$21.6B
$204K 0.01%
+3,600
New +$205K
NSTC.U
655
DELISTED
Northern Star Investment Corp. III Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTC.U
$199K ﹤0.01%
20,000
– –
BETR icon
656
Better Home & Finance Holding
BETR
$515M
$198K ﹤0.01%
400
– –
NSTD.U
657
DELISTED
Northern Star Investment Corp. IV Units, each consisting of one share of Class A common stock and one-sixth of one redeemable warrant
NSTD.U
$198K ﹤0.01%
20,000
– –
AVGO icon
658
Broadcom
AVGO
$1.87T
$197K ﹤0.01%
+2,960
New +$166K
PACX
659
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$197K ﹤0.01%
20,000
– –
LHAA
660
DELISTED
Lerer Hippeau Acquisition Corp. Class A Common Stock
LHAA
$194K ﹤0.01%
19,700
– –
BHP icon
661
CALL
BHP
BHP
$212B
$193K ﹤0.01%
+3,587
New +$179K
THRX
662
DELISTED
Theseus Pharmaceuticals, Inc. Common Stock
THRX
$190K ﹤0.01%
+15,000
New +$226K
FSRXU
663
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
$190K ﹤0.01%
19,300
– –
WMT icon
664
PUT
Walmart Inc
WMT
$881B
$188K ﹤0.01%
+3,900
New +$186K
MET icon
665
PUT
MetLife
MET
$62B
$187K ﹤0.01%
+3,000
New +$188K
MOS icon
666
PUT
The Mosaic Company
MOS
$6.93B
$185K ﹤0.01%
+4,700
New +$180K
BTI icon
667
PUT
British American Tobacco
BTI
$128B
$183K ﹤0.01%
+4,900
New +$174K
DLTR icon
668
CALL
Dollar Tree
DLTR
$24.9B
$183K ﹤0.01%
+1,300
New +$158K
CRON
669
CALL
Cronos Group
CRON
$1.06B
$176K ﹤0.01%
45,000
– –
IQ icon
670
CALL
iQIYI
IQ
$1.26B
$176K ﹤0.01%
+38,600
New +$273K
LEN icon
671
CALL
Lennar Class A
LEN
$20.5B
$174K ﹤0.01%
+1,550
New +$158K
ULTA icon
672
Ulta Beauty
ULTA
$23B
$173K ﹤0.01%
420
-5,131
-92% -$1.99M
TRDA icon
673
Entrada Therapeutics
TRDA
$282M
$171K ﹤0.01%
+10,000
New +$243K
AURA icon
674
Aura Biosciences
AURA
$728M
$170K ﹤0.01%
+10,000
New +$179K
GGMC
675
DELISTED
Glenfarne Merger Corp. Class A Common Stock
GGMC
$170K ﹤0.01%
17,245
-91,766
-84% -$894K
25 26
27
28 29

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.