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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
651
Dell
DELL
$262B
$406K 0.01%
+7,695
New +$384K
TDOC icon
652
PUT
Teladoc Health
TDOC
$1.22B
$406K 0.01%
3,200
-84,000
-96% -$12.2M
OEPWU
653
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$400K 0.01%
40,300
-9,700
-19% -$96.3K
AA icon
654
PUT
Alcoa
AA
$11.9B
$392K 0.01%
+8,000
New +$338K
HEPS
655
D-Market Electronic Services & Trading
HEPS
$1.05B
$391K 0.01%
+57,005
New +$621K
TBIO
656
DELISTED
Telesis Bio, Inc. Common Stock
TBIO
$390K 0.01%
1,944
– –
WMB icon
657
PUT
Williams Companies
WMB
$87.5B
$389K 0.01%
15,000
– –
GRIN
658
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$386K 0.01%
+25,000
New +$337K
KLAQ
659
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$385K 0.01%
39,400
-500
-1% -$4.85K
LDHAU
660
DELISTED
LDH Growth Corp I Units
LDHAU
$382K 0.01%
38,800
-1,800
-4% -$17.9K
FA icon
661
First Advantage
FA
$3.4B
$381K 0.01%
20,000
– –
SHOP icon
662
Shopify
SHOP
$152B
$380K 0.01%
2,800
– –
FSLR icon
663
First Solar
FSLR
$22.7B
$374K 0.01%
3,920
– –
CTV
664
DELISTED
Innovid Corp.
CTV
$373K 0.01%
37,600
– –
AA icon
665
CALL
Alcoa
AA
$11.9B
$372K 0.01%
+7,600
New +$321K
SBUX icon
666
Starbucks
SBUX
$120B
$358K 0.01%
+3,241
New +$379K
ABNB icon
667
CALL
Airbnb
ABNB
$89.9B
$352K 0.01%
2,100
– –
NCLH icon
668
Norwegian Cruise Line
NCLH
$8.51B
$350K 0.01%
13,119
-12,300
-48% -$313K
PBR icon
669
Petrobras
PBR
$125B
$345K 0.01%
33,366
-30,159
-47% -$321K
TZPS
670
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$344K 0.01%
+35,200
New +$342K
MRNA icon
671
Moderna
MRNA
$21.8B
$343K 0.01%
891
-1,053
-54% -$388K
IP icon
672
CALL
International Paper
IP
$21.6B
$339K 0.01%
6,758
– –
OMIC
673
DELISTED
Singular Genomics Systems, Inc. Common Stock
OMIC
$336K 0.01%
1,000
– –
BILI icon
674
CALL
Bilibili
BILI
$7.99B
$331K 0.01%
+5,000
New +$428K
ISRG icon
675
PUT
Intuitive Surgical
ISRG
$125B
$331K 0.01%
3,000
– –
25 26
27
28 29

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.