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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$1.87B
AUM Growth
+$221M
Cap. Flow
+$97.8M
Cap. Flow %
5.22%
Top 10 Hldgs %
18.41%
Holding
1,043
New
293
Increased
165
Reduced
132
Closed
354

Top Buys

Rank Stock Value
1
RIVN icon
Rivian
RIVN
+$19.9M
2
ORA icon
Ormat Technologies
ORA
+$11.5M
3
JPM icon
JPMorgan Chase
JPM
+$8.62M
4
AKAM icon
Akamai
AKAM
+$8.36M
5
CAT icon
Caterpillar
CAT
+$5.38M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$54.2M
2
COR icon
Cencora
COR
+$25.3M
3
CRBG icon
Corebridge Financial
CRBG
+$17.3M
4
AMOD
Alpha Modus Holdings
AMOD
+$10.6M
5
NVAX icon
Novavax
NVAX
+$10.3M

Sector Composition

Rank Sector Weight
1 Financials 6.59%
2 Technology 2.4%
3 Industrials 1.96%
4 Consumer Discretionary 1.44%
5 Energy 1.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROK icon
626
CALL
Rockwell Automation
ROK
$49.5B
$88K ﹤0.01%
+300
New +$85.3K
AXLA
627
DELISTED
Axcella Health Inc. Common Stock
AXLA
$87.4K ﹤0.01%
7,280
-7,966
-52% -$106K
RCACW
628
DELISTED
Revelstone Capital Acquisition Corp. Warrant
RCACW
$86.8K ﹤0.01%
625,400
– –
HELE icon
629
PUT
Helen of Troy
HELE
$658M
$85.6K ﹤0.01%
+900
New +$96.3K
EFX icon
630
PUT
Equifax
EFX
$20.8B
$60.8K ﹤0.01%
+300
New +$62.4K
AERTW
631
Aeries Technology Warrant
AERTW
$887K
$54.7K ﹤0.01%
497,399
– –
SST icon
632
System1
SST
$16.5M
$50.2K ﹤0.01%
1,166
-6,454
-85% -$286K
COP icon
633
ConocoPhillips
COP
$144B
$49.5K ﹤0.01%
+499
New +$54.6K
JAQCW
634
DELISTED
Jupiter Acquisition Corporation Warrants
JAQCW
$42.2K ﹤0.01%
471,275
– –
LPLA icon
635
PUT
LPL Financial
LPLA
$27.9B
$40.5K ﹤0.01%
+200
New +$45.7K
STX icon
636
Seagate
STX
$192B
$39.4K ﹤0.01%
+596
New +$37.9K
IXAQW
637
DELISTED
IX Acquisition Corp. Warrant
IXAQW
$29.3K ﹤0.01%
790,194
– –
VOYA icon
638
Voya Financial
VOYA
$9.13B
$24.9K ﹤0.01%
+348
New +$24.4K
GPN icon
639
Global Payments
GPN
$24.1B
$21K ﹤0.01%
200
-8,504
-98% -$922K
FHLTW
640
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$18.8K ﹤0.01%
313,444
– –
KNSW.WS
641
DELISTED
KnightSwan Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
KNSW.WS
$16.7K ﹤0.01%
119,235
– –
MARXR
642
DELISTED
Mars Acquisition Corp. Rights
MARXR
$16K ﹤0.01%
+80,000
New +$15.7K
LCAAW
643
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$14.8K ﹤0.01%
27,351
– –
OCSAW
644
Oculis Holding AG Warrants
OCSAW
$234M
$14.2K ﹤0.01%
+33,333
New +$13.8K
NOTE.WS
645
DELISTED
FiscalNote Holdings Warrants
NOTE.WS
$13.7K ﹤0.01%
42,750
– –
LVWR.WS icon
646
LiveWire Group Warrants
LVWR.WS
$6.09M
$12.5K ﹤0.01%
+52,200
New +$12.8K
SOFI icon
647
PUT
SoFi Technologies
SOFI
$24.1B
$11.5K ﹤0.01%
+1,900
New +$11.5K
FICVW
648
DELISTED
Frontier Investment Corp Warrants
FICVW
$10.1K ﹤0.01%
66,666
– –
CPUH.WS
649
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$10K ﹤0.01%
25,000
– –
TBCPW
650
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$9.61K ﹤0.01%
80,000
– –
24 25
26
27 28

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WCF
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CHP
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SWC
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KTA
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SBIA
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CAAS Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, CAAS Capital Management held 1,043 positions worth $1.87B, up 13% from $1.65B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

CAAS Capital Management deployed $97.8M of net new capital in Q1 2023, opening 293 new positions and adding to 165 existing holdings. Its largest new stake was Rivian: 1,175,861 shares worth $18.2M.

By sector, the portfolio is most concentrated in Financials at 6.6% of assets, down from 8.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Alpha Modus Holdings, an estimated $10.6M trimmed.

  • CAAS Capital Management's largest Q1 2023 buy was Rivian: 1,175,861 shares worth $18.2M.
  • CAAS Capital Management added most to Citigroup in Q1 2023, an estimated $3.2M increase.
  • CAAS Capital Management's biggest Q1 2023 reduction was Alpha Modus Holdings, cutting an estimated $10.6M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2023, selling an estimated $54.2M.
  • CAAS Capital Management's ten largest holdings make up 18% of its $1.87B portfolio in Q1 2023.
  • CAAS Capital Management opened 293 new positions and closed 354 in Q1 2023.
  • CAAS Capital Management's portfolio value rose 13% quarter-over-quarter to $1.87B.

Based on CAAS Capital Management's 13F filing for Q1 2023, filed 15 May 2023.