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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
626
ExxonMobil
XOM
$643B
$471K 0.01%
+8,000
New +$456K
INO icon
627
CALL
Inovio Pharmaceuticals
INO
$72M
$470K 0.01%
5,467
– –
ELEV
628
DELISTED
Elevation Oncology
ELEV
$467K 0.01%
60,000
– –
KVSA
629
DELISTED
Khosla Ventures Acquisition Co. Class A Common Stock
KVSA
$467K 0.01%
47,319
– –
HIII
630
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$466K 0.01%
+47,880
New +$465K
ITRI icon
631
Itron
ITRI
$4.42B
$462K 0.01%
6,104
-10,596
-63% -$908K
TMC icon
632
TMC The Metals Company
TMC
$1.59B
$457K 0.01%
+100,000
New +$956K
EMBK
633
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$455K 0.01%
2,290
-2,500
-52% -$496K
MOLN
634
Molecular Partners
MOLN
$155M
$452K 0.01%
23,071
-36,929
-62% -$726K
SSAAU
635
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$449K 0.01%
45,100
-4,900
-10% -$48.7K
CCJ icon
636
PUT
Cameco
CCJ
$39.1B
$448K 0.01%
+20,600
New +$390K
QDROU
637
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$443K 0.01%
45,000
– –
POWRU
638
DELISTED
Powered Brands Units
POWRU
$439K 0.01%
44,280
-5,720
-11% -$56.8K
VALE icon
639
CALL
Vale
VALE
$62B
$437K 0.01%
+31,300
New +$614K
BGS icon
640
B&G Foods
BGS
$290M
$434K 0.01%
14,515
-27,310
-65% -$819K
BHIL
641
DELISTED
Benson Hill, Inc.
BHIL
$428K 0.01%
+1,714
New +$593K
FVIV
642
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$427K 0.01%
+43,883
New +$427K
PLAY icon
643
CALL
Dave & Buster's
PLAY
$403M
$425K 0.01%
11,100
+4,200
+61% +$152K
LMDX
644
DELISTED
LumiraDx Limited Common Shares
LMDX
$423K 0.01%
+51,100
New +$414K
VLD
645
DELISTED
Velo3D, Inc.
VLD
$419K 0.01%
+1,429
New +$496K
FRON
646
DELISTED
Frontier Acquisition Corp. Class A Ordinary Shares
FRON
$418K 0.01%
+43,003
New +$418K
NVDA icon
647
NVIDIA
NVDA
$5.01T
$414K 0.01%
+20,000
New +$415K
GOOG icon
648
Alphabet (Google) Class C
GOOG
$4.56T
$413K 0.01%
3,100
-5,000
-62% -$689K
PINS icon
649
PUT
Pinterest
PINS
$13.5B
$408K 0.01%
8,000
-322,100
-98% -$19.8M
GT icon
650
PUT
Goodyear
GT
$2.02B
$407K 0.01%
23,000
– –
24 25
26
27 28

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TAM
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WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.