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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
M icon
601
CALL
Macy's
M
$6.83B
$332K 0.01%
12,700
+7,400
+140% +$202K
INO icon
602
CALL
Inovio Pharmaceuticals
INO
$57.3M
$327K 0.01%
5,467
– –
M icon
603
PUT
Macy's
M
$6.83B
$325K 0.01%
12,400
+8,700
+235% +$237K
IOBT
604
DELISTED
IO Biotech
IOBT
$323K 0.01%
+50,479
New +$488K
BP icon
605
CALL
BP
BP
$114B
$322K 0.01%
12,100
-5,800
-32% -$161K
KSS icon
606
CALL
Kohl's
KSS
$2.28B
$321K 0.01%
+6,500
New +$332K
TMPM
607
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$320K 0.01%
32,600
-700
-2% -$6.86K
PLUG icon
608
CALL
Plug Power
PLUG
$2.9B
$319K 0.01%
+11,300
New +$391K
COTY icon
609
Coty
COTY
$2.46B
$314K 0.01%
+29,897
New +$281K
WDC icon
610
PUT
Western Digital
WDC
$182B
$313K 0.01%
+6,350
New +$276K
OLLI icon
611
CALL
Ollie's Bargain Outlet
OLLI
$4.51B
$307K 0.01%
6,000
+4,900
+445% +$298K
IP icon
612
CALL
International Paper
IP
$21.9B
$301K 0.01%
6,400
-358
-5% -$17.7K
KLAC icon
613
PUT
KLA
KLAC
$239B
$301K 0.01%
+7,000
New +$270K
RPID icon
614
Rapid Micro Biosystems
RPID
$106M
$296K 0.01%
27,777
-211,950
-88% -$3.31M
MARA icon
615
Marathon Digital Holdings
MARA
$4.48B
$293K 0.01%
+8,916
New +$427K
MTVC.U
616
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
$290K 0.01%
+29,066
New +$290K
BSX icon
617
Boston Scientific
BSX
$72B
$287K 0.01%
6,764
– –
NTR icon
618
CALL
Nutrien
NTR
$31.7B
$286K 0.01%
+3,800
New +$266K
FVAM
619
DELISTED
5:01 Acquisition Corp
FVAM
$284K 0.01%
28,800
– –
LIAN
620
DELISTED
LianBio American Depositary Shares
LIAN
$274K 0.01%
+44,432
New +$507K
ISO
621
DELISTED
IsoPlexis Corporation Common Stock
ISO
$273K 0.01%
+29,672
New +$329K
Z icon
622
PUT
Zillow
Z
$8.04B
$268K 0.01%
4,200
+1,300
+45% +$93.7K
SABR icon
623
CALL
Sabre
SABR
$779M
$267K 0.01%
31,100
-1,013,800
-97% -$9.72M
XPOF icon
624
Xponential Fitness
XPOF
$278M
$267K 0.01%
13,040
-211,960
-94% -$3.93M
SI
625
CALL
DELISTED
Silvergate Capital Corporation
SI
$267K 0.01%
+1,800
New +$308K
23 24
25
26 27

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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.