We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WB icon
601
PUT
Weibo
WB
$2.01B
$522K 0.01%
11,000
– –
XLNX
602
DELISTED
Xilinx Inc
XLNX
$522K 0.01%
+3,455
New +$506K
MORF
603
DELISTED
Morphic Holding, Inc. Common Stock
MORF
$521K 0.01%
+9,197
New +$557K
BNY
604
PUT
Bank of New York Mellon
BNY
$106B
$518K 0.01%
10,000
– –
LMT icon
605
PUT
Lockheed Martin
LMT
$135B
$518K 0.01%
1,500
– –
TMO icon
606
Thermo Fisher Scientific
TMO
$212B
$514K 0.01%
900
-2,700
-75% -$1.48M
YETI icon
607
Yeti Holdings
YETI
$3.85B
$513K 0.01%
5,991
-1,000
-14% -$96.8K
FCEL icon
608
CALL
FuelCell Energy
FCEL
$1.71B
$510K 0.01%
2,543
– –
BP icon
609
PUT
BP
BP
$114B
$508K 0.01%
+18,600
New +$466K
COLI
610
DELISTED
Colicity Inc. Class A Common Stock
COLI
$500K 0.01%
+51,190
New +$497K
EVCM icon
611
EverCommerce
EVCM
$2.12B
$495K 0.01%
+30,000
New +$553K
IIAC
612
DELISTED
Investindustrial Acquisition Corp.
IIAC
$495K 0.01%
49,800
– –
GMBT
613
DELISTED
Pivotal Holdings Corp Class A Ordinary Share
GMBT
$494K 0.01%
+50,000
New +$490K
SPAQ
614
DELISTED
Spartan Acquisition Corp. III
SPAQ
$494K 0.01%
50,000
– –
FATH
615
DELISTED
Fathom Digital Manufacturing Corporation
FATH
$493K 0.01%
2,500
– –
HOUS
616
DELISTED
Anywhere Real Estate
HOUS
$491K 0.01%
+28,000
New +$493K
HZON
617
DELISTED
Horizon Acquisition Corporation II
HZON
$490K 0.01%
+50,000
New +$487K
BP icon
618
CALL
BP
BP
$114B
$489K 0.01%
+17,900
New +$448K
LGAC
619
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$487K 0.01%
50,000
– –
DHCAU
620
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$486K 0.01%
49,000
-56,200
-53% -$562K
AMPI
621
DELISTED
Advanced Merger Partners Inc
AMPI
$485K 0.01%
+50,000
New +$485K
CPRI icon
622
PUT
Capri Holdings
CPRI
$1.88B
$484K 0.01%
10,000
– –
LYV icon
623
Live Nation Entertainment
LYV
$42.3B
$481K 0.01%
+5,274
New +$444K
FRW
624
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
$481K 0.01%
+50,000
New +$488K
CCL icon
625
Carnival Corporation Ltd
CCL
$39.4B
$471K 0.01%
+18,845
New +$438K
23 24
25
26 27

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.