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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+26.63%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$6.2B
Cap. Flow
+$4.78B
Cap. Flow %
45.54%
Top 10 Hldgs %
28.07%
Holding
985
New
521
Increased
87
Reduced
60
Closed
171

Top Buys

Rank Stock Value
1
RPRX icon
Royalty Pharma
RPRX
+$153M
2
RUN icon
Sunrun
RUN
+$94.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$83.8M
4
DT icon
Dynatrace
DT
+$67.2M
5
ED icon
Consolidated Edison
ED
+$56.8M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$71.8M
2
TXG icon
10x Genomics
TXG
+$62.3M
3
CZR icon
Caesars Entertainment
CZR
+$60.8M
4
DNLI icon
Denali Therapeutics
DNLI
+$53.1M
5
PENN icon
PENN Entertainment
PENN
+$42M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 6.25%
3 Communication Services 2.7%
4 Consumer Discretionary 2.07%
5 Financials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HZNP
601
PUT
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$1M 0.01%
+13,700
New +$1.02M
DGNS
602
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$990K 0.01%
+86,700
New +$979K
WPM icon
603
CALL
Wheaton Precious Metals
WPM
$52.4B
$985K 0.01%
+23,600
New +$1.05M
CMBM
604
DELISTED
Cambium Networks
CMBM
$979K 0.01%
+39,047
New +$902K
JOBY icon
605
Joby Aviation
JOBY
$7.84B
$977K 0.01%
+84,544
New +$938K
NIO icon
606
CALL
NIO
NIO
$11.9B
$975K 0.01%
+20,000
New +$774K
NIO icon
607
NIO
NIO
$11.9B
$965K 0.01%
+19,800
New +$766K
IPOD
608
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$963K 0.01%
+70,344
New +$874K
EQT icon
609
CALL
EQT Corp
EQT
$33B
$953K 0.01%
75,000
– –
DSACU
610
DELISTED
Duddell Street Acquisition Corp. Unit
DSACU
$934K 0.01%
+87,500
New +$886K
UAL icon
611
United Airlines
UAL
$43B
$930K 0.01%
+21,500
New +$870K
ICHR icon
612
Ichor Holdings
ICHR
$2.48B
$923K 0.01%
+30,605
New +$866K
MGTX icon
613
MeiraGTx Holdings
MGTX
$1.14B
$920K 0.01%
+60,745
New +$858K
SPRQ.U
614
DELISTED
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
$918K 0.01%
+85,000
New +$899K
QELL
615
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$909K 0.01%
+73,952
New +$871K
APRE icon
616
Aprea Therapeutics
APRE
$7.42M
$906K 0.01%
+9,204
New +$4.38M
UPS icon
617
PUT
United Parcel Service
UPS
$92.7B
$876K 0.01%
5,200
– –
COST icon
618
CALL
Costco
COST
$420B
$867K 0.01%
2,300
+400
+21% +$149K
UBX
619
DELISTED
Unity Biotechnology
UBX
$865K 0.01%
+16,508
New +$796K
LITE icon
620
CALL
Lumentum
LITE
$66.1B
$863K 0.01%
+9,100
New +$785K
OPTN
621
DELISTED
OptiNose
OPTN
$861K 0.01%
13,870
-12,037
-46% -$737K
TEKKU
622
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
$860K 0.01%
+80,000
New +$821K
RUN icon
623
PUT
Sunrun
RUN
$2.63B
$853K 0.01%
+12,300
New +$764K
VERX icon
624
Vertex
VERX
$2B
$853K 0.01%
24,471
-215,529
-90% -$5.87M
WBA
625
PUT
DELISTED
Walgreens Boots Alliance
WBA
$845K 0.01%
21,200
+14,500
+216% +$562K
23 24
25
26 27

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, CAAS Capital Management held 985 positions worth $10.5B, up 145% from $4.29B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

CAAS Capital Management deployed $4.78B of net new capital in Q4 2020, opening 521 new positions and adding to 87 existing holdings. Its largest new stake was Sunrun: 1,519,346 shares worth $105M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Solar, an estimated $71.8M trimmed.

  • CAAS Capital Management's largest Q4 2020 buy was Sunrun: 1,519,346 shares worth $105M.
  • CAAS Capital Management added most to Royalty Pharma in Q4 2020, an estimated $153M increase.
  • CAAS Capital Management's biggest Q4 2020 reduction was First Solar, cutting an estimated $71.8M.
  • CAAS Capital Management fully exited 10x Genomics in Q4 2020, selling an estimated $62.3M.
  • CAAS Capital Management's ten largest holdings make up 28% of its $10.5B portfolio in Q4 2020.
  • CAAS Capital Management opened 521 new positions and closed 171 in Q4 2020.
  • CAAS Capital Management's portfolio value rose 145% quarter-over-quarter to $10.5B.

Based on CAAS Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.