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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGV
551
DELISTED
Longview Acquisition Corp. II
LGV
$702K 0.01%
+71,000
New +$700K
RMGC
552
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$701K 0.01%
+72,000
New +$700K
DGNS
553
DELISTED
Dragoneer Growth Opportunities Corp. II Class A Ordinary Shares
DGNS
$701K 0.01%
70,421
– –
ANZUU
554
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$696K 0.01%
70,400
– –
FTCI icon
555
FTC Solar
FTCI
$44M
$695K 0.01%
8,920
-6,080
-41% -$614K
DCRN
556
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$691K 0.01%
+70,000
New +$691K
DGNU
557
DELISTED
Dragoneer Growth Opportunities Corp. III Class A Ordinary Shares
DGNU
$686K 0.01%
70,000
– –
WBA
558
PUT
DELISTED
Walgreens Boots Alliance
WBA
$682K 0.01%
14,500
– –
KIII
559
DELISTED
Kismet Acquisition Three Corp. Class A Ordinary Shares
KIII
$681K 0.01%
+70,000
New +$676K
DLTR icon
560
Dollar Tree
DLTR
$24.4B
$675K 0.01%
+7,055
New +$679K
CRM icon
561
Salesforce
CRM
$151B
$672K 0.01%
+2,476
New +$629K
OHPA
562
DELISTED
Orion Acquisition Corp. Class A common stock
OHPA
$663K 0.01%
+68,400
New +$666K
RGTI icon
563
Rigetti Computing
RGTI
$4.97B
$661K 0.01%
+67,616
New +$657K
LENZ
564
LENZ Therapeutics
LENZ
$166M
$656K 0.01%
5,714
– –
CENTA icon
565
Central Garden & Pet Co Class A
CENTA
$2.37B
$653K 0.01%
+18,995
New +$657K
ERAS icon
566
Erasca
ERAS
$6.3B
$637K 0.01%
+30,000
New +$619K
SPOT icon
567
Spotify
SPOT
$103B
$629K 0.01%
2,791
-9,500
-77% -$2.24M
TCRX icon
568
TScan Therapeutics
TCRX
$48.6M
$626K 0.01%
+75,000
New +$696K
HLNE icon
569
Hamilton Lane
HLNE
$4.91B
$625K 0.01%
+7,372
New +$660K
LUMN icon
570
PUT
Lumen
LUMN
$6.57B
$620K 0.01%
50,000
– –
MNST icon
571
Monster Beverage
MNST
$94.3B
$609K 0.01%
13,718
– –
REGN icon
572
Regeneron Pharmaceuticals
REGN
$78.5B
$602K 0.01%
994
– –
BNTX icon
573
BioNTech
BNTX
$22.9B
$601K 0.01%
2,200
– –
COTY icon
574
PUT
Coty
COTY
$2.42B
$600K 0.01%
76,300
-71,700
-48% -$614K
CVX icon
575
Chevron
CVX
$392B
$599K 0.01%
5,900
-4,200
-42% -$419K
21 22
23
24 25

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CIG
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TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.