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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHAS
526
DELISTED
PhaseBio Pharmaceuticals, Inc. Common Stock
PHAS
$818K 0.02%
+263,172
New +$878K
LEN icon
527
Lennar Class A
LEN
$20.5B
$815K 0.02%
+8,987
New +$889K
COP icon
528
ConocoPhillips
COP
$145B
$813K 0.02%
+12,000
New +$692K
NCLH icon
529
CALL
Norwegian Cruise Line
NCLH
$9.07B
$801K 0.02%
+30,000
New +$763K
AMPS
530
DELISTED
Altus Power
AMPS
$799K 0.02%
80,500
-50,000
-38% -$495K
B
531
Barrick Mining
B
$62.6B
$794K 0.02%
+44,000
New +$883K
MU icon
532
CALL
Micron Technology
MU
$937B
$781K 0.02%
+11,000
New +$826K
KDNY
533
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
$775K 0.02%
60,717
-285,716
-82% -$3.76M
HD icon
534
Home Depot
HD
$339B
$768K 0.02%
+2,339
New +$768K
SPOT icon
535
PUT
Spotify
SPOT
$100B
$766K 0.02%
3,400
-18,000
-84% -$4.24M
IPSC icon
536
Century Therapeutics
IPSC
$357M
$755K 0.02%
30,000
– –
PDD icon
537
CALL
Pinduoduo
PDD
$128B
$753K 0.02%
+8,300
New +$807K
AMWL icon
538
American Well
AMWL
$180M
$747K 0.02%
4,099
+2,449
+148% +$531K
TWLO icon
539
Twilio
TWLO
$29.8B
$740K 0.01%
+2,320
New +$845K
CRZNU
540
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
$740K 0.01%
74,350
-650
-0.9% -$6.5K
PL icon
541
Planet Labs
PL
$7.67B
$733K 0.01%
+74,000
New +$733K
IVZ icon
542
Invesco
IVZ
$13.6B
$723K 0.01%
+30,000
New +$750K
DCRC
543
DELISTED
Decarbonization Plus Acquisition Corporation III Class A Common Stock
DCRC
$720K 0.01%
+71,654
New +$714K
AAL icon
544
American Airlines Group
AAL
$10.6B
$712K 0.01%
34,689
-21,114
-38% -$428K
AKAM icon
545
CALL
Akamai
AKAM
$17.1B
$711K 0.01%
6,800
– –
FRXB.U
546
DELISTED
Forest Road Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
FRXB.U
$709K 0.01%
71,708
– –
ASX icon
547
CALL
ASE Group
ASX
$80.7B
$707K 0.01%
+90,000
New +$782K
BIDU icon
548
CALL
Baidu
BIDU
$38.3B
$707K 0.01%
4,600
-4,100
-47% -$673K
COIN icon
549
CALL
Coinbase
COIN
$38.7B
$705K 0.01%
+3,100
New +$763K
VERV
550
DELISTED
Verve Therapeutics
VERV
$705K 0.01%
15,000
– –
20 21
22
23 24

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.