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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+26.63%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$6.2B
Cap. Flow
+$4.78B
Cap. Flow %
45.54%
Top 10 Hldgs %
28.07%
Holding
985
New
521
Increased
87
Reduced
60
Closed
171

Top Buys

Rank Stock Value
1
RPRX icon
Royalty Pharma
RPRX
+$153M
2
RUN icon
Sunrun
RUN
+$94.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$83.8M
4
DT icon
Dynatrace
DT
+$67.2M
5
ED icon
Consolidated Edison
ED
+$56.8M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$71.8M
2
TXG icon
10x Genomics
TXG
+$62.3M
3
CZR icon
Caesars Entertainment
CZR
+$60.8M
4
DNLI icon
Denali Therapeutics
DNLI
+$53.1M
5
PENN icon
PENN Entertainment
PENN
+$42M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 6.25%
3 Communication Services 2.7%
4 Consumer Discretionary 2.07%
5 Financials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRTX
501
DELISTED
Galera Therapeutics, Inc. Common Stock
GRTX
$1.82M 0.02%
+178,141
New +$1.95M
BLK icon
502
PUT
Blackrock
BLK
$175B
$1.8M 0.02%
+2,500
New +$1.66M
WKHS icon
503
PUT
Workhorse Group
WKHS
$37.1M
$1.78M 0.02%
+30
New +$1.95M
GOSS icon
504
Gossamer Bio
GOSS
$88.7M
$1.78M 0.02%
+183,684
New +$1.81M
SURF
505
DELISTED
Surface Oncology, Inc. Common Stock
SURF
$1.75M 0.02%
+189,781
New +$1.65M
NTNX icon
506
CALL
Nutanix
NTNX
$16.6B
$1.75M 0.02%
+55,000
New +$1.49M
LULU icon
507
PUT
lululemon athletica
LULU
$14B
$1.74M 0.02%
+5,000
New +$1.74M
STPK.WS
508
DELISTED
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
$1.73M 0.02%
+291,666
New +$660K
VIST icon
509
Vista Energy
VIST
$7.27B
$1.72M 0.02%
672,707
-111,818
-14% -$277K
WKHS icon
510
CALL
Workhorse Group
WKHS
$37.1M
$1.72M 0.02%
+29
New +$1.89M
CBOE icon
511
Cboe Global Markets
CBOE
$30.1B
$1.72M 0.02%
+18,434
New +$1.61M
LONA
512
LeonaBio Inc
LONA
$72M
$1.71M 0.02%
5,000
– –
HIGA.U
513
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$1.7M 0.02%
+162,500
New +$1.64M
CVX icon
514
PUT
Chevron
CVX
$379B
$1.69M 0.02%
20,000
– –
PBR icon
515
PUT
Petrobras
PBR
$121B
$1.69M 0.02%
150,000
– –
SGTX
516
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
$1.68M 0.02%
+2,692
New +$1.22M
CSX icon
517
CSX Corp
CSX
$94.5B
$1.68M 0.02%
55,455
+25,455
+85% +$731K
LUV icon
518
PUT
Southwest Airlines
LUV
$23.8B
$1.68M 0.02%
+36,000
New +$1.56M
ORA icon
519
Ormat Technologies
ORA
$6.15B
$1.68M 0.02%
+18,578
New +$1.41M
MCFE
520
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$1.67M 0.02%
+100,000
New +$1.65M
VLRS
521
Controladora Vuela Compania de Aviacion
VLRS
$954M
$1.64M 0.02%
+132,205
New +$1.3M
LUXA
522
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$1.61M 0.02%
+150,000
New +$1.61M
SEAH.U
523
DELISTED
Sports Entertainment Acquisition Corp. Units, each consisting of one share of Class A Common Stock,
SEAH.U
$1.61M 0.02%
+150,000
New +$1.54M
MMM icon
524
PUT
3M
MMM
$93.6B
$1.61M 0.02%
11,003
– –
IBN icon
525
ICICI Bank
IBN
$109B
$1.6M 0.02%
108,000
– –
19 20
21
22 23

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WCF
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CHP
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SWC
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KTA
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SBIA
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CAAS Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, CAAS Capital Management held 985 positions worth $10.5B, up 145% from $4.29B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

CAAS Capital Management deployed $4.78B of net new capital in Q4 2020, opening 521 new positions and adding to 87 existing holdings. Its largest new stake was Sunrun: 1,519,346 shares worth $105M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Solar, an estimated $71.8M trimmed.

  • CAAS Capital Management's largest Q4 2020 buy was Sunrun: 1,519,346 shares worth $105M.
  • CAAS Capital Management added most to Royalty Pharma in Q4 2020, an estimated $153M increase.
  • CAAS Capital Management's biggest Q4 2020 reduction was First Solar, cutting an estimated $71.8M.
  • CAAS Capital Management fully exited 10x Genomics in Q4 2020, selling an estimated $62.3M.
  • CAAS Capital Management's ten largest holdings make up 28% of its $10.5B portfolio in Q4 2020.
  • CAAS Capital Management opened 521 new positions and closed 171 in Q4 2020.
  • CAAS Capital Management's portfolio value rose 145% quarter-over-quarter to $10.5B.

Based on CAAS Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.