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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SE icon
26
PUT
Sea Limited
SE
$67.3B
$38.9M 0.78%
122,100
+2,900
+2% +$890K
CRWD icon
27
PUT
CrowdStrike
CRWD
$186B
$38.4M 0.77%
625,600
+220,000
+54% +$14.2M
PNC icon
28
CALL
PNC Financial Services
PNC
$99.5B
$36.9M 0.74%
188,800
+13,800
+8% +$2.61M
DXCM icon
29
PUT
DexCom
DXCM
$29.3B
$34.3M 0.69%
251,200
– –
AAPL icon
30
PUT
Apple
AAPL
$5.03T
$33.1M 0.66%
233,600
-555,400
-70% -$81.8M
DOCN icon
31
DigitalOcean
DOCN
$13.2B
$33M 0.66%
+425,000
New +$26.3M
WDAY icon
32
CALL
Workday
WDAY
$41.4B
$32.9M 0.66%
131,800
– –
LYFT icon
33
PUT
Lyft
LYFT
$6.01B
$32.4M 0.65%
604,500
– –
MDT icon
34
CALL
Medtronic
MDT
$112B
$31.3M 0.63%
250,000
– –
AAL icon
35
PUT
American Airlines Group
AAL
$10.1B
$30.8M 0.62%
1,500,000
-100,000
-6% -$2.03M
W icon
36
PUT
Wayfair
W
$12.3B
$29.7M 0.59%
116,200
– –
OKTA icon
37
CALL
Okta
OKTA
$24.1B
$27.9M 0.56%
117,400
– –
LYFT icon
38
CALL
Lyft
LYFT
$6.01B
$27M 0.54%
504,400
– –
EQT icon
39
EQT Corp
EQT
$32.9B
$25.6M 0.51%
+1,250,000
New +$24.2M
MRVI icon
40
Maravai LifeSciences
MRVI
$990M
$25.5M 0.51%
+518,745
New +$25.3M
EXPE icon
41
PUT
Expedia Group
EXPE
$37.3B
$25.1M 0.5%
153,300
+11,200
+8% +$1.73M
TEAM icon
42
PUT
Atlassian
TEAM
$26.8B
$24.5M 0.49%
62,700
– –
WSC icon
43
WillScot Mobile Mini Holdings
WSC
$4.49B
$23.9M 0.48%
753,667
-1,422,278
-65% -$41.1M
JXN icon
44
Jackson Financial
JXN
$8.57B
$23.8M 0.48%
+914,049
New +$24.9M
QCOM icon
45
PUT
Qualcomm
QCOM
$173B
$22.6M 0.45%
175,500
-36,900
-17% -$5.24M
UNP icon
46
Union Pacific
UNP
$174B
$22M 0.44%
112,185
+41,890
+60% +$9.05M
DKNG icon
47
CALL
DraftKings
DKNG
$12.2B
$21.7M 0.43%
450,000
– –
GM icon
48
CALL
General Motors
GM
$82.4B
$20.9M 0.42%
397,300
+79,800
+25% +$4.24M
GM icon
49
PUT
General Motors
GM
$82.4B
$20.8M 0.42%
394,900
+27,100
+7% +$1.44M
REXR icon
50
Rexford Industrial Realty
REXR
$8.64B
$20.7M 0.41%
363,905
+223,238
+159% +$13.5M
1
2
3 4 5

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.