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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
26
PUT
ServiceNow
NOW
$120B
$55M 0.6%
550,000
+50,000
+10% +$5.28M
DNB
27
DELISTED
Dun & Bradstreet
DNB
$54.1M 0.59%
+2,272,694
New +$54.6M
NIO icon
28
PUT
NIO
NIO
$11.9B
$52.2M 0.56%
1,339,100
+1,254,100
+1,475% +$63.9M
DISCK
29
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$50.4M 0.55%
+1,366,073
New +$57.9M
META icon
30
PUT
Meta Platforms (Facebook)
META
$1.49T
$50.2M 0.54%
170,600
-615,000
-78% -$166M
PNC icon
31
CALL
PNC Financial Services
PNC
$99.1B
$48.2M 0.52%
+275,000
New +$45.4M
ZM icon
32
PUT
Zoom
ZM
$27.1B
$46.6M 0.5%
144,900
+21,900
+18% +$8.06M
PINS icon
33
PUT
Pinterest
PINS
$13.7B
$46.3M 0.5%
625,800
+272,700
+77% +$20.3M
KRTX
34
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$45.5M 0.49%
+378,605
New +$42.9M
PDD icon
35
Pinduoduo
PDD
$126B
$45.1M 0.49%
+336,806
New +$56.9M
IQ icon
36
iQIYI
IQ
$1.19B
$44.8M 0.48%
2,693,574
+775,378
+40% +$17.9M
WMG icon
37
Warner Music
WMG
$15.2B
$43.5M 0.47%
1,265,990
+1,131,285
+840% +$40.5M
XYZ
38
PUT
Block Inc
XYZ
$48.9B
$42.2M 0.46%
185,700
+127,600
+220% +$29.8M
AESC
39
DELISTED
The AES Corporation
AESC
$41.3M 0.45%
+400,000
New +$40.8M
DOCU
40
PUT
DocuSign
DOCU
$11.1B
$41M 0.44%
202,500
-81,000
-29% -$18.8M
ITRI icon
41
Itron
ITRI
$4.48B
$40.8M 0.44%
+459,782
New +$45.5M
ON icon
42
CALL
ON Semiconductor
ON
$30.7B
$38.7M 0.42%
928,900
-550,000
-37% -$21.1M
AAL icon
43
PUT
American Airlines Group
AAL
$9.82B
$38.2M 0.41%
1,600,000
+758,900
+90% +$14.6M
FTCH
44
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$37.4M 0.4%
705,000
-1,652,100
-70% -$101M
UBER icon
45
PUT
Uber
UBER
$145B
$37.3M 0.4%
+685,000
New +$38.2M
WDAY icon
46
CALL
Workday
WDAY
$41.5B
$37.3M 0.4%
150,000
-50,000
-25% -$12.4M
MU icon
47
PUT
Micron Technology
MU
$835B
$36.6M 0.4%
415,000
+130,000
+46% +$11M
MSFT icon
48
PUT
Microsoft
MSFT
$2.9T
$35.6M 0.39%
151,200
-103,700
-41% -$24.1M
PINS icon
49
CALL
Pinterest
PINS
$13.7B
$35.6M 0.39%
480,600
+419,900
+692% +$31.2M
JD icon
50
PUT
JD.com
JD
$43.5B
$35.3M 0.38%
418,000
+165,000
+65% +$15.1M
1
2
3 4 5

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.