We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUV icon
451
PUT
Southwest Airlines
LUV
$23B
$1.15M 0.02%
22,300
– –
CNK icon
452
Cinemark Holdings
CNK
$4.39B
$1.14M 0.02%
59,168
+39,000
+193% +$663K
AG icon
453
PUT
First Majestic Silver
AG
$7.74B
$1.13M 0.02%
100,000
– –
RBCP
454
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$1.11M 0.02%
+10,000
New +$1.16M
GLUE icon
455
Monte Rosa Therapeutics
GLUE
$1.3B
$1.11M 0.02%
50,000
– –
MOMO
456
PUT
Hello Group
MOMO
$879M
$1.09M 0.02%
103,000
– –
KVSC
457
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$1.09M 0.02%
110,942
-200
-0.2% -$1.97K
PNC icon
458
PUT
PNC Financial Services
PNC
$100B
$1.08M 0.02%
+5,500
New +$1.04M
IP icon
459
PUT
International Paper
IP
$21.9B
$1.06M 0.02%
21,226
– –
IMRX icon
460
Immuneering
IMRX
$270M
$1.06M 0.02%
+40,000
New +$1.07M
SAFM
461
DELISTED
Sanderson Farms Inc
SAFM
$1.06M 0.02%
+5,630
New +$1.06M
GGMC
462
DELISTED
Glenfarne Merger Corp. Class A Common Stock
GGMC
$1.06M 0.02%
+109,011
New +$1.06M
CNTA
463
DELISTED
Centessa Pharmaceuticals
CNTA
$1.04M 0.02%
62,500
– –
UTL icon
464
Unitil
UTL
$963M
$1.04M 0.02%
+24,348
New +$1.22M
GBTG icon
465
American Express Global Business Travel
GBTG
$4.93B
$1.04M 0.02%
106,200
– –
TNYA icon
466
Tenaya Therapeutics
TNYA
$158M
$1.03M 0.02%
+50,000
New +$1.07M
LULU icon
467
lululemon athletica
LULU
$14B
$1.03M 0.02%
2,550
-400
-14% -$160K
FSLR icon
468
PUT
First Solar
FSLR
$25B
$1.03M 0.02%
10,800
– –
KLTR icon
469
Kaltura
KLTR
$208M
$1.03M 0.02%
+100,000
New +$1.18M
PDOT
470
DELISTED
Peridot Acquisition Corp. II
PDOT
$1.02M 0.02%
+105,500
New +$1.02M
FCX icon
471
Freeport-McMoran
FCX
$91.5B
$1.01M 0.02%
31,000
+11,622
+60% +$409K
SEAH
472
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$1.01M 0.02%
100,646
-6,900
-6% -$68.7K
EAT icon
473
Brinker International
EAT
$9.66B
$993K 0.02%
+20,243
New +$1.1M
CVRX icon
474
CVRx
CVRX
$146M
$992K 0.02%
60,000
– –
MSPR
475
DELISTED
MSP Recovery Inc
MSPR
$991K 0.02%
23
– –
17 18
19
20 21

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.