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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
451
PUT
Adobe
ADBE
$102B
$3.33M 0.04%
7,000
-8,700
-55% -$4.07M
VIPS icon
452
PUT
Vipshop
VIPS
$7.49B
$3.31M 0.04%
110,900
-189,100
-63% -$6.52M
OLO
453
DELISTED
Olo Inc
OLO
$3.3M 0.04%
+125,000
New +$3.76M
BOLT icon
454
Bolt Biotherapeutics
BOLT
$7.59M
$3.29M 0.04%
+5,000
New +$3.25M
GE icon
455
PUT
GE Aerospace
GE
$391B
$3.28M 0.04%
50,159
+10,032
+25% +$608K
BEPC icon
456
Brookfield Renewable
BEPC
$6.23B
$3.28M 0.04%
+70,000
New +$3.57M
ONEW icon
457
OneWater Marine
ONEW
$213M
$3.27M 0.04%
+81,955
New +$2.97M
VRTV
458
DELISTED
VERITIV CORPORATION
VRTV
$3.26M 0.04%
76,685
-48,716
-39% -$1.4M
INNV icon
459
InnovAge Holding
INNV
$1.47B
$3.22M 0.03%
+125,000
New +$3.08M
PANW icon
460
PUT
Palo Alto Networks
PANW
$299B
$3.22M 0.03%
60,000
– –
NSH.U
461
DELISTED
NavSight Holdings, Inc. Units, each consisting of one share of Class A Common Stock and one-half of
NSH.U
$3.21M 0.03%
300,000
– –
LRMR icon
462
Larimar Therapeutics
LRMR
$427M
$3.2M 0.03%
+219,147
New +$3.98M
AKUS
463
DELISTED
Akouos Inc
AKUS
$3.2M 0.03%
230,784
-167,966
-42% -$3.06M
LH icon
464
CALL
Labcorp
LH
$25.3B
$3.19M 0.03%
+14,550
New +$2.92M
LH icon
465
PUT
Labcorp
LH
$25.3B
$3.19M 0.03%
+14,550
New +$2.92M
XPEV icon
466
PUT
XPeng
XPEV
$11.5B
$3.18M 0.03%
87,000
+60,000
+222% +$2.49M
APPHW
467
DELISTED
AppHarvest, Inc. Warrants
APPHW
$3.16M 0.03%
+472,763
New +$4.73M
SU icon
468
CALL
Suncor Energy
SU
$76.1B
$3.13M 0.03%
+150,000
New +$2.94M
WYNN icon
469
PUT
Wynn Resorts
WYNN
$10.1B
$3.13M 0.03%
+25,000
New +$3.01M
CRM icon
470
Salesforce
CRM
$156B
$3.13M 0.03%
+14,768
New +$3.29M
TME icon
471
CALL
Tencent Music
TME
$15.8B
$3.13M 0.03%
+152,700
New +$3.87M
MS icon
472
PUT
Morgan Stanley
MS
$341B
$3.11M 0.03%
40,000
-110,000
-73% -$8.43M
CPRI icon
473
CALL
Capri Holdings
CPRI
$1.9B
$3.1M 0.03%
+60,800
New +$2.86M
M icon
474
CALL
Macy's
M
$6.89B
$3.09M 0.03%
+190,900
New +$2.92M
APSG.U
475
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
$3.09M 0.03%
300,000
– –
17 18
19
20 21

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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.