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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+9.98%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$946M
AUM Growth
-$594M
Cap. Flow
-$738M
Cap. Flow %
-77.99%
Top 10 Hldgs %
18.5%
Holding
795
New
167
Increased
106
Reduced
143
Closed
317

Top Buys

Rank Stock Value
1
PSN icon
Parsons
PSN
+$2.97M
2
KLG
WK Kellogg Co
KLG
+$2.56M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.1M
4
SDST
Stardust Power Inc
SDST
+$795K
5
BABA icon
Alibaba
BABA
+$789K

Top Sells

Rank Stock Value
1
CRH icon
CRH
CRH
+$32.5M
2
KVUE icon
Kenvue
KVUE
+$28.4M
3
NFYS
Enphys Acquisition Corp.
NFYS
+$24.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$21.5M
5
ATVI
Activision Blizzard
ATVI
+$18.9M

Sector Composition

Rank Sector Weight
1 Consumer Staples 3.72%
2 Industrials 1.89%
3 Financials 1.04%
4 Healthcare 0.89%
5 Communication Services 0.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIOBW
426
NioCorp Developments Ltd Warrant
NIOBW
$58M
$68.3K 0.01%
128,878
– –
NFYS.WS
427
DELISTED
Enphys Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
NFYS.WS
$58.8K 0.01%
1,176,359
– –
BSX icon
428
CALL
Boston Scientific
BSX
$69.5B
$57.8K 0.01%
+1,000
New +$53.4K
GLW icon
429
CALL
Corning
GLW
$119B
$51.8K 0.01%
+1,700
New +$48.6K
AERTW
430
Aeries Technology Warrant
AERTW
$891K
$45.3K ﹤0.01%
497,399
– –
KKR icon
431
PUT
KKR & Co
KKR
$91.1B
$41.4K ﹤0.01%
+500
New +$33.9K
IVCPW
432
DELISTED
Swiftmerge Acquisition Corp. Warrants
IVCPW
$40.4K ﹤0.01%
938,600
– –
HELE icon
433
CALL
Helen of Troy
HELE
$644M
$36.2K ﹤0.01%
+300
New +$32.3K
RCACW
434
DELISTED
Revelstone Capital Acquisition Corp. Warrant
RCACW
$27.4K ﹤0.01%
625,400
– –
PSX icon
435
PUT
Phillips 66
PSX
$84.9B
$26.6K ﹤0.01%
200
-15,200
-99% -$1.82M
UHGWW
436
DELISTED
United Homes Group Warrant
UHGWW
$24.2K ﹤0.01%
25,000
– –
AMODW
437
Alpha Modus Holdings Warrant
AMODW
$330K
$21.5K ﹤0.01%
538,163
– –
LVWR.WS icon
438
LiveWire Group Warrants
LVWR.WS
$8.16M
$21.2K ﹤0.01%
52,200
– –
LCAAW
439
DELISTED
L Catterton Asia Acquisition Corp Warrant
LCAAW
$18.3K ﹤0.01%
27,351
– –
MARXR
440
DELISTED
Mars Acquisition Corp. Rights
MARXR
$17.6K ﹤0.01%
80,000
– –
TBMCR
441
DELISTED
Trailblazer Merger Corporation I Rights
TBMCR
$17.4K ﹤0.01%
170,000
– –
OLN icon
442
Olin
OLN
$2.11B
$16.2K ﹤0.01%
+300
New +$14.4K
IXAQW
443
DELISTED
IX Acquisition Corp. Warrant
IXAQW
$15.8K ﹤0.01%
790,194
– –
EA icon
444
PUT
Electronic Arts
EA
$53B
$13.7K ﹤0.01%
+100
New +$13.2K
NOTE.WS
445
DELISTED
FiscalNote Holdings Warrants
NOTE.WS
$13.4K ﹤0.01%
42,750
– –
FHLTW
446
DELISTED
Future Health ESG Corp. Warrant
FHLTW
$8.65K ﹤0.01%
313,444
– –
CCGWW
447
Cheche Group Inc Warrant
CCGWW
$8.16K ﹤0.01%
145,700
– –
CVIIW
448
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$7.81K ﹤0.01%
60,000
– –
AONCW
449
DELISTED
American Oncology Network, Inc. Warrant
AONCW
$7.05K ﹤0.01%
30,675
– –
SBXC.WS
450
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$6.09K ﹤0.01%
76,100
– –
16 17
18
19 20

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, CAAS Capital Management held 795 positions worth $946M, down 39% from $1.54B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

CAAS Capital Management withdrew a net $738M in Q4 2023, closing 317 positions and reducing 143 holdings. Its most notable exit was Enphys Acquisition Corp., an estimated $24.7M position sold in full.

By sector, the portfolio is most concentrated in Consumer Staples at 3.7% of assets, down from 4.1% a quarter earlier, followed by Industrials and Financials.

Against the trend, CAAS Capital Management opened a new position in Parsons worth $3.08M.

  • CAAS Capital Management's largest Q4 2023 buy was Parsons: 49,043 shares worth $3.08M.
  • CAAS Capital Management added most to United Airlines in Q4 2023, an estimated $385K increase.
  • CAAS Capital Management's biggest Q4 2023 reduction was CRH, cutting an estimated $32.5M.
  • CAAS Capital Management fully exited Enphys Acquisition Corp. in Q4 2023, selling an estimated $24.7M.
  • CAAS Capital Management's ten largest holdings make up 19% of its $946M portfolio in Q4 2023.
  • CAAS Capital Management opened 167 new positions and closed 317 in Q4 2023.
  • CAAS Capital Management's portfolio value fell 39% quarter-over-quarter to $946M.

Based on CAAS Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.