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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$856M
AUM Growth
+$546M
Cap. Flow
+$523M
Cap. Flow %
61.03%
Top 10 Hldgs %
25.41%
Holding
473
New
252
Increased
106
Reduced
27
Closed
44

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52.9M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$5.23M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$4.34M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$4.34M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.69M

Top Sells

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$880K
2
BAC icon
Bank of America
BAC
+$745K
3
QCOM icon
Qualcomm
QCOM
+$737K
4
HD icon
Home Depot
HD
+$620K
5
DHI icon
D.R. Horton
DHI
+$457K

Sector Composition

Rank Sector Weight
1 Technology 2%
2 Healthcare 1.64%
3 Consumer Discretionary 1.45%
4 Financials 1.06%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIOBW
401
NioCorp Developments Ltd Warrant
NIOBW
$58M
$11K ﹤0.01%
88,078
– –
SPWRW
402
SunPower Inc Warrants
SPWRW
$743K
$10.3K ﹤0.01%
37,500
– –
ALB icon
403
Albemarle
ALB
$13.9B
$9.47K ﹤0.01%
+100
New +$8.88K
VEEAW
404
Veea Inc Warrant
VEEAW
$9.28K ﹤0.01%
38,668
– –
GODNR
405
DELISTED
Golden Star Acquisition Corporation Rights
GODNR
$8.82K ﹤0.01%
25,200
– –
BSX icon
406
CALL
Boston Scientific
BSX
$69.5B
$8.38K ﹤0.01%
100
-4,100
-98% -$323K
SBXC.WS
407
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$7.62K ﹤0.01%
76,100
– –
NOTE.WS
408
DELISTED
FiscalNote Holdings Warrants
NOTE.WS
$6.41K ﹤0.01%
42,750
– –
USARW
409
DELISTED
USA Rare Earth Inc Warrant
USARW
$5.97K ﹤0.01%
25,000
– –
THCPW
410
DELISTED
Thunder Bridge Capital Partners IV, Inc. Warrant
THCPW
$5.54K ﹤0.01%
41,919
– –
LVWR.WS icon
411
LiveWire Group Warrants
LVWR.WS
$8.16M
$5.48K ﹤0.01%
52,200
– –
LOTWW
412
Lotus Technology Inc Warrants
LOTWW
$39.9M
$5.21K ﹤0.01%
17,351
– –
OXY icon
413
CALL
Occidental Petroleum
OXY
$56.8B
$5.15K ﹤0.01%
+100
New +$5.71K
CXAIW icon
414
CXApp Inc Warrant
CXAIW
$988K
$3.81K ﹤0.01%
15,168
– –
VMCAW
415
DELISTED
Valuence Merger Corp. I Warrant
VMCAW
$3.25K ﹤0.01%
100,000
– –
ASBPW
416
Aspire Biopharma Warrant
ASBPW
$3.17K ﹤0.01%
75,000
– –
HYAC.WS
417
DELISTED
Haymaker Acquisition Corp 4 Warrants
HYAC.WS
$3.1K ﹤0.01%
19,405
– –
AISPW
418
Airship AI Holdings Warrants
AISPW
$13.1M
$3K ﹤0.01%
14,300
– –
BSLKW
419
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$2.52K ﹤0.01%
42,010
– –
CCGWW
420
Cheche Group Inc Warrant
CCGWW
$2.45K ﹤0.01%
145,700
– –
COCHW icon
421
Envoy Medical Warrant
COCHW
$482K
$1.88K ﹤0.01%
23,467
– –
JWSM.WS
422
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$1.01K ﹤0.01%
43,725
– –
WBA
423
PUT
DELISTED
Walgreens Boots Alliance
WBA
$895 ﹤0.01%
+100
New +$1.03K
GBBKW
424
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$755 ﹤0.01%
50,300
– –
NKGNW
425
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$707 ﹤0.01%
10,000
– –
15 16
17
18 19

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, CAAS Capital Management held 473 positions worth $856M, up 176% from $310M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management deployed $523M of net new capital in Q3 2024, opening 252 new positions and adding to 106 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 95,659 shares worth $54.9M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was D.R. Horton, an estimated $457K trimmed.

  • CAAS Capital Management's largest Q3 2024 buy was State Street SPDR S&P 500 ETF Trust: 95,659 shares worth $54.9M.
  • CAAS Capital Management added most to Invesco QQQ Trust in Q3 2024, an estimated $4.34M increase.
  • CAAS Capital Management's biggest Q3 2024 reduction was D.R. Horton, cutting an estimated $457K.
  • CAAS Capital Management fully exited Chipotle Mexican Grill in Q3 2024, selling an estimated $880K.
  • CAAS Capital Management's ten largest holdings make up 25% of its $856M portfolio in Q3 2024.
  • CAAS Capital Management opened 252 new positions and closed 44 in Q3 2024.
  • CAAS Capital Management's portfolio value rose 176% quarter-over-quarter to $856M.

Based on CAAS Capital Management's 13F filing for Q3 2024, filed 28 Oct 2024.