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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRCT icon
401
Procept Biorobotics
PRCT
$1.06B
$1.23M 0.03%
49,093
-907
-2% -$33.5K
TLRY icon
402
CALL
Tilray
TLRY
$646M
$1.23M 0.03%
17,430
– –
JYAC
403
DELISTED
Jiya Acquisition Corp. Class A Common Stock
JYAC
$1.22M 0.03%
125,000
– –
OCA
404
DELISTED
Omnichannel Acquisition Corp.
OCA
$1.21M 0.03%
121,913
– –
BSLK
405
DELISTED
Bolt Projects Holdings
BSLK
$1.2M 0.03%
+6,212
New +$1.21M
AONC
406
DELISTED
American Oncology Network, Inc. Class A Common Stock
AONC
$1.2M 0.03%
122,700
– –
THRN
407
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
$1.18M 0.03%
189,578
-35,422
-16% -$277K
ADP icon
408
PUT
Automatic Data Processing
ADP
$108B
$1.16M 0.03%
+4,700
New +$1.06M
PENN icon
409
PUT
PENN Entertainment
PENN
$2.71B
$1.16M 0.03%
+22,300
New +$1.35M
BGSX
410
DELISTED
Build Acquisition Corp.
BGSX
$1.16M 0.03%
118,436
– –
COTY icon
411
PUT
Coty
COTY
$2.48B
$1.14M 0.03%
108,800
+32,500
+43% +$305K
VGR
412
DELISTED
Vector Group Ltd.
VGR
$1.13M 0.03%
+98,113
New +$1.05M
CHGG icon
413
CALL
Chegg
CHGG
$115M
$1.12M 0.03%
36,600
– –
NET icon
414
Cloudflare
NET
$101B
$1.11M 0.03%
8,464
+64
+0.8% +$10.7K
MRVL icon
415
CALL
Marvell Technology
MRVL
$171B
$1.1M 0.03%
+12,600
New +$941K
SG icon
416
Sweetgreen
SG
$714M
$1.09M 0.03%
+33,927
New +$1.15M
KVSC
417
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$1.07M 0.03%
109,742
-1,200
-1% -$11.8K
B
418
Barrick Mining
B
$62.1B
$1.06M 0.03%
55,600
+11,600
+26% +$220K
BP icon
419
PUT
BP
BP
$114B
$1.05M 0.03%
39,400
+20,800
+112% +$577K
GBTG icon
420
American Express Global Business Travel
GBTG
$4.93B
$1.05M 0.03%
106,200
– –
CAT icon
421
PUT
Caterpillar
CAT
$379B
$1.03M 0.03%
+5,000
New +$1.01M
PDOT
422
DELISTED
Peridot Acquisition Corp. II
PDOT
$1.03M 0.03%
105,500
– –
EXC icon
423
Exelon
EXC
$46.9B
$1.02M 0.02%
+24,815
New +$935K
WMT icon
424
CALL
Walmart Inc
WMT
$880B
$998K 0.02%
+20,700
New +$988K
MSPR
425
DELISTED
MSP Recovery Inc
MSPR
$996K 0.02%
23
– –
15 16
17
18 19

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WCF
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.