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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+12.46%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.29B
AUM Growth
+$1.24B
Cap. Flow
+$869M
Cap. Flow %
20.27%
Top 10 Hldgs %
32.29%
Holding
664
New
267
Increased
41
Reduced
55
Closed
201

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$84.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$79.5M
3
FSLR icon
First Solar
FSLR
+$66.4M
4
TWOU
2U Inc
TWOU
+$48.8M
5
CZR icon
Caesars Entertainment
CZR
+$43.9M

Top Sells

Rank Stock Value
1
TMUS icon
T-Mobile US
TMUS
+$104M
2
AAL icon
American Airlines Group
AAL
+$103M
3
OKE icon
Oneok
OKE
+$69.6M
4
TME icon
Tencent Music
TME
+$68.1M
5
PCG icon
PG&E
PCG
+$64.9M

Sector Composition

Rank Sector Weight
1 Technology 7.83%
2 Consumer Discretionary 6.31%
3 Healthcare 6.17%
4 Financials 3.16%
5 Consumer Staples 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIOR
401
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
$361K 0.01%
160
– –
AKUS
402
DELISTED
Akouos Inc
AKUS
$343K 0.01%
15,000
– –
OKTA icon
403
CALL
Okta
OKTA
$24.6B
$342K 0.01%
1,600
– –
DXCM icon
404
CALL
DexCom
DXCM
$32.9B
$330K 0.01%
3,200
– –
HGEN
405
DELISTED
HUMANIGEN, INC.
HGEN
$330K 0.01%
+31,052
New +$319K
TDOC icon
406
CALL
Teladoc Health
TDOC
$1.21B
$329K 0.01%
1,500
-34,800
-96% -$7.37M
BIIB icon
407
PUT
Biogen
BIIB
$29.8B
$312K 0.01%
1,100
– –
NMMCU
408
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$306K 0.01%
+30,000
New +$305K
JPM icon
409
CALL
JPMorgan Chase
JPM
$937B
$298K 0.01%
3,100
– –
CHRW icon
410
CALL
C.H. Robinson
CHRW
$17.2B
$296K 0.01%
2,900
– –
FRLN
411
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
$284K 0.01%
+1,211
New +$304K
STC icon
412
Stewart Information Services
STC
$2.1B
$281K 0.01%
+6,427
New +$260K
PLUG icon
413
CALL
Plug Power
PLUG
$3.01B
$275K 0.01%
20,500
– –
PLUG icon
414
PUT
Plug Power
PLUG
$3.01B
$270K 0.01%
20,100
– –
TDOC icon
415
PUT
Teladoc Health
TDOC
$1.21B
$263K 0.01%
1,200
-33,700
-97% -$7.14M
CALA
416
DELISTED
Calithera Biosciences, Inc
CALA
$262K 0.01%
+3,794
New +$331K
ORPH
417
DELISTED
Orphazyme A/S
ORPH
$258K 0.01%
+25,000
New +$251K
CLX icon
418
CALL
Clorox
CLX
$12.7B
$252K 0.01%
1,200
-7,100
-86% -$1.58M
YALA
419
Yalla Group
YALA
$840M
$245K 0.01%
+35,000
New +$245K
WBA
420
PUT
DELISTED
Walgreens Boots Alliance
WBA
$241K 0.01%
6,700
– –
USB icon
421
CALL
US Bancorp
USB
$99.6B
$240K 0.01%
+6,700
New +$245K
ONT
422
Onterris Inc
ONT
$795M
$238K 0.01%
+10,000
New +$254K
PXD
423
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$232K 0.01%
2,700
– –
AUY
424
CALL
DELISTED
Yamana Gold, Inc.
AUY
$231K 0.01%
+40,700
New +$244K
TIG
425
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
$229K 0.01%
+15,000
New +$229K
15 16
17
18 19

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, CAAS Capital Management held 664 positions worth $4.29B, up 41% from $3.04B the previous quarter. Its ten largest holdings account for 32% of the portfolio.

CAAS Capital Management deployed $869M of net new capital in Q3 2020, opening 267 new positions and adding to 41 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 239,770 shares worth $80.3M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, up from 7.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was Match Group, an estimated $50.2M trimmed.

  • CAAS Capital Management's largest Q3 2020 buy was State Street SPDR S&P 500 ETF Trust: 239,770 shares worth $80.3M.
  • CAAS Capital Management added most to Keurig Dr Pepper in Q3 2020, an estimated $84.2M increase.
  • CAAS Capital Management's biggest Q3 2020 reduction was Match Group, cutting an estimated $50.2M.
  • CAAS Capital Management fully exited T-Mobile US in Q3 2020, selling an estimated $104M.
  • CAAS Capital Management's ten largest holdings make up 32% of its $4.29B portfolio in Q3 2020.
  • CAAS Capital Management opened 267 new positions and closed 201 in Q3 2020.
  • CAAS Capital Management's portfolio value rose 41% quarter-over-quarter to $4.29B.

Based on CAAS Capital Management's 13F filing for Q3 2020, filed 9 Nov 2020.