We are live on ! Find out more
CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDX
326
DELISTED
AvidXchange
AVDX
$1.88M 0.05%
+125,000
New +$2.61M
CHWY icon
327
CALL
Chewy
CHWY
$9.25B
$1.88M 0.05%
+31,800
New +$2.08M
DAL icon
328
PUT
Delta Air Lines
DAL
$57.5B
$1.87M 0.05%
47,900
+7,700
+19% +$308K
BOAS
329
DELISTED
BOA Acquisition Corp.
BOAS
$1.87M 0.05%
190,238
– –
IPVF
330
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$1.8M 0.04%
182,105
– –
CG icon
331
Carlyle Group
CG
$16.6B
$1.8M 0.04%
32,721
-11,845
-27% -$645K
RXRAU
332
DELISTED
RXR Acquisition Corp. Units
RXRAU
$1.76M 0.04%
177,554
– –
MRO
333
CALL
DELISTED
Marathon Oil Corporation
MRO
$1.76M 0.04%
107,000
-3,600
-3% -$57.9K
CSCO icon
334
CALL
Cisco
CSCO
$457B
$1.73M 0.04%
+27,300
New +$1.56M
RTX icon
335
PUT
RTX Corp
RTX
$290B
$1.73M 0.04%
20,100
– –
NIO icon
336
NIO
NIO
$12.2B
$1.68M 0.04%
53,061
-20,100
-27% -$739K
CHNG
337
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$1.68M 0.04%
78,525
– –
FWRG icon
338
First Watch Restaurant Group
FWRG
$792M
$1.68M 0.04%
+100,000
New +$1.99M
UAL icon
339
PUT
United Airlines
UAL
$39.4B
$1.66M 0.04%
37,900
+6,300
+20% +$292K
HAL icon
340
PUT
Halliburton
HAL
$26.9B
$1.65M 0.04%
72,100
+64,600
+861% +$1.53M
IPVI
341
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$1.64M 0.04%
168,000
– –
CHWY icon
342
PUT
Chewy
CHWY
$9.25B
$1.64M 0.04%
+27,800
New +$1.82M
DINO icon
343
CALL
HF Sinclair
DINO
$16.3B
$1.64M 0.04%
50,000
– –
CLF icon
344
CALL
Cleveland-Cliffs
CLF
$6.57B
$1.64M 0.04%
+75,100
New +$1.62M
USB icon
345
CALL
US Bancorp
USB
$98.2B
$1.62M 0.04%
+28,900
New +$1.71M
ARIS
346
DELISTED
Aris Water Solutions
ARIS
$1.61M 0.04%
+124,510
New +$1.65M
DISA
347
DELISTED
Disruptive Acquisition Corporation I Class A Ordinary Shares
DISA
$1.6M 0.04%
+162,902
New +$1.59M
GAP
348
PUT
The Gap Inc
GAP
$7.23B
$1.59M 0.04%
90,000
– –
RTX icon
349
CALL
RTX Corp
RTX
$290B
$1.58M 0.04%
18,400
– –
UTRS
350
DELISTED
Minerva Surgical, Inc. Common Stock
UTRS
$1.58M 0.04%
+15,353
New +$2.18M
12 13
14
15 16

Similar funds

CIG
CCM Investment Group Northfield, Minnesota $946M AUM
TAM
Taurus Asset Management New York $986M AUM 5.04% 1-Year Est. Return
WCF
West Coast Financial Santa Barbara, California $876M AUM 5.74% 1-Year Est. Return
CHP
Cable Hill Partners Portland, Oregon $1.02B AUM 8.59% 1-Year Est. Return
SWC
Spectrum Wealth Counsel Indianapolis, Indiana $833M AUM 10.83% 1-Year Est. Return
KTA
Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return
LC
Lindbrook Capital Calabasas, California $1.08B AUM 10.14% 1-Year Est. Return
SBIA
Sheaff Brock Investment Advisors Indianapolis, Indiana $1.09B AUM 14.4% 1-Year Est. Return

CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.