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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
-1.38%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.99B
AUM Growth
-$941M
Cap. Flow
-$732M
Cap. Flow %
-14.66%
Top 10 Hldgs %
25.37%
Holding
1,383
New
370
Increased
93
Reduced
185
Closed
460

Top Buys

Rank Stock Value
1
STT icon
State Street
STT
+$47.5M
2
DOCN icon
DigitalOcean
DOCN
+$26.3M
3
MRVI icon
Maravai LifeSciences
MRVI
+$25.3M
4
JXN icon
Jackson Financial
JXN
+$24.9M
5
EQT icon
EQT Corp
EQT
+$24.2M

Top Sells

Rank Stock Value
1
MDB icon
MongoDB
MDB
+$65.5M
2
LU icon
Lufax Holding
LU
+$59.4M
3
WSC icon
WillScot Mobile Mini Holdings
WSC
+$41.1M
4
INFO
IHS Markit Ltd. Common Shares
INFO
+$40.6M
5
DIDI
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
+$33.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.13%
2 Technology 4.58%
3 Financials 3.9%
4 Consumer Discretionary 2.47%
5 Industrials 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
326
PUT
TJX Companies
TJX
$172B
$2.32M 0.05%
+35,200
New +$2.46M
RSKD icon
327
Riskified
RSKD
$696M
$2.3M 0.05%
+101,000
New +$2.83M
CRWD icon
328
CALL
CrowdStrike
CRWD
$203B
$2.29M 0.05%
37,200
– –
SPY icon
329
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$2.27M 0.05%
5,300
-42,700
-89% -$18.8M
ZM icon
330
Zoom
ZM
$28.8B
$2.23M 0.04%
8,515
+3,800
+81% +$1.28M
RNG icon
331
RingCentral
RNG
$4.8B
$2.22M 0.04%
10,200
+3,000
+42% +$761K
DIS icon
332
CALL
Walt Disney
DIS
$169B
$2.22M 0.04%
+13,100
New +$2.33M
THCPU
333
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
$2.21M 0.04%
224,899
-101
-0% -$1K
BRDG
334
DELISTED
Bridge Investment Group
BRDG
$2.21M 0.04%
+125,000
New +$2.15M
ULTA icon
335
PUT
Ulta Beauty
ULTA
$22.6B
$2.17M 0.04%
6,000
– –
MPC icon
336
PUT
Marathon Petroleum
MPC
$91.1B
$2.16M 0.04%
+35,000
New +$2.01M
CTKB icon
337
Cytek Biosciences
CTKB
$558M
$2.14M 0.04%
+100,000
New +$2.35M
WYNN icon
338
PUT
Wynn Resorts
WYNN
$10.1B
$2.12M 0.04%
25,000
– –
FCX icon
339
CALL
Freeport-McMoran
FCX
$90.6B
$2.12M 0.04%
65,100
+13,100
+25% +$461K
CG icon
340
Carlyle Group
CG
$17.2B
$2.11M 0.04%
+44,566
New +$2.14M
BLK icon
341
PUT
Blackrock
BLK
$172B
$2.1M 0.04%
2,500
– –
PTOCU
342
DELISTED
Pine TechnologYES Acquisition Corp. Unit
PTOCU
$2.09M 0.04%
210,741
-18,300
-8% -$182K
RBC icon
343
RBC Bearings
RBC
$17.9B
$2.08M 0.04%
+9,795
New +$2.13M
AEM icon
344
PUT
Agnico Eagle Mines
AEM
$74.3B
$2.07M 0.04%
40,000
– –
ZENV
345
DELISTED
Zenvia
ZENV
$2.06M 0.04%
+150,000
New +$2.15M
GAP
346
PUT
The Gap Inc
GAP
$7.26B
$2.04M 0.04%
90,000
– –
ULTA icon
347
Ulta Beauty
ULTA
$22.6B
$2M 0.04%
5,551
+5,131
+1,222% +$1.85M
XMTR icon
348
Xometry
XMTR
$4.92B
$2M 0.04%
34,628
-45,372
-57% -$3.14M
SBUX icon
349
CALL
Starbucks
SBUX
$119B
$1.98M 0.04%
+17,900
New +$2.1M
FICVU
350
DELISTED
Frontier Investment Corp Units
FICVU
$1.97M 0.04%
+200,000
New +$1.98M
12 13
14
15 16

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, CAAS Capital Management held 1,383 positions worth $4.99B, down 16% from $5.93B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

CAAS Capital Management withdrew a net $732M in Q3 2021, closing 460 positions and reducing 185 holdings. Its most notable exit was MongoDB, an estimated $65.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, up from 4.6% a quarter earlier, followed by Technology and Financials.

Against the trend, CAAS Capital Management opened a new position in State Street worth $46.3M.

  • CAAS Capital Management's largest Q3 2021 buy was State Street: 546,648 shares worth $46.3M.
  • CAAS Capital Management added most to Cummins in Q3 2021, an estimated $14.4M increase.
  • CAAS Capital Management's biggest Q3 2021 reduction was Lufax Holding, cutting an estimated $59.4M.
  • CAAS Capital Management fully exited MongoDB in Q3 2021, selling an estimated $65.5M.
  • CAAS Capital Management's ten largest holdings make up 25% of its $4.99B portfolio in Q3 2021.
  • CAAS Capital Management opened 370 new positions and closed 460 in Q3 2021.
  • CAAS Capital Management's portfolio value fell 16% quarter-over-quarter to $4.99B.

Based on CAAS Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.