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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+26.63%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$6.2B
Cap. Flow
+$4.78B
Cap. Flow %
45.54%
Top 10 Hldgs %
28.07%
Holding
985
New
521
Increased
87
Reduced
60
Closed
171

Top Buys

Rank Stock Value
1
RPRX icon
Royalty Pharma
RPRX
+$153M
2
RUN icon
Sunrun
RUN
+$94.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$83.8M
4
DT icon
Dynatrace
DT
+$67.2M
5
ED icon
Consolidated Edison
ED
+$56.8M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$71.8M
2
TXG icon
10x Genomics
TXG
+$62.3M
3
CZR icon
Caesars Entertainment
CZR
+$60.8M
4
DNLI icon
Denali Therapeutics
DNLI
+$53.1M
5
PENN icon
PENN Entertainment
PENN
+$42M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 6.25%
3 Communication Services 2.7%
4 Consumer Discretionary 2.07%
5 Financials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
326
CALL
First Majestic Silver
AG
$8.13B
$4.7M 0.04%
350,000
+200,000
+133% +$2.2M
FTCH
327
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$4.7M 0.04%
+73,708
New +$3.26M
FLNA
328
Filana Therapeutics
FLNA
$48.1M
$4.69M 0.04%
+687,260
New +$6.14M
BALL icon
329
PUT
Ball Corp
BALL
$17B
$4.66M 0.04%
50,000
– –
IOVA icon
330
CALL
Iovance Biotherapeutics
IOVA
$1.95B
$4.64M 0.04%
+100,000
New +$3.97M
BFT.WS
331
DELISTED
Foley Trasimene Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
BFT.WS
$4.59M 0.04%
+1,000,000
New +$2.12M
CMI icon
332
CALL
Cummins
CMI
$87.8B
$4.54M 0.04%
+20,000
New +$4.49M
CMI icon
333
PUT
Cummins
CMI
$87.8B
$4.54M 0.04%
+20,000
New +$4.49M
YSG
334
Yatsen Holding
YSG
$280M
$4.5M 0.04%
+53,000
New +$4.43M
POLY
335
DELISTED
Plantronics, Inc.
POLY
$4.49M 0.04%
166,235
+27,563
+20% +$604K
FCX icon
336
PUT
Freeport-McMoran
FCX
$96.7B
$4.48M 0.04%
172,200
+120,000
+230% +$2.49M
RESI
337
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$4.48M 0.04%
+276,404
New +$3.83M
DRI icon
338
PUT
Darden Restaurants
DRI
$23.4B
$4.47M 0.04%
+37,500
New +$4.02M
DHI icon
339
D.R. Horton
DHI
$42.1B
$4.47M 0.04%
+64,800
New +$4.73M
SQZ
340
DELISTED
SQZ Biotechnologies Company
SQZ
$4.35M 0.04%
+150,000
New +$3.83M
BMY icon
341
PUT
Bristol-Myers Squibb
BMY
$135B
$4.34M 0.04%
70,000
– –
EBAY icon
342
eBay
EBAY
$48.7B
$4.33M 0.04%
+86,230
New +$4.4M
GDX icon
343
VanEck Gold Miners ETF
GDX
$23.8B
$4.32M 0.04%
+120,000
New +$4.48M
BHVN
344
PUT
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$4.29M 0.04%
+50,000
New +$4.24M
X
345
PUT
DELISTED
US Steel
X
$4.24M 0.04%
252,700
-100,000
-28% -$1.24M
KBH icon
346
PUT
KB Home
KBH
$3.56B
$4.19M 0.04%
+125,000
New +$4.49M
GEN icon
347
CALL
Gen Digital
GEN
$16.9B
$4.16M 0.04%
200,000
– –
GEN icon
348
PUT
Gen Digital
GEN
$16.9B
$4.16M 0.04%
200,000
– –
BBWI icon
349
PUT
Bath & Body Works
BBWI
$4.24B
$4.15M 0.04%
+138,049
New +$4.01M
NIO icon
350
PUT
NIO
NIO
$11.9B
$4.14M 0.04%
+85,000
New +$3.29M
12 13
14
15 16

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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, CAAS Capital Management held 985 positions worth $10.5B, up 145% from $4.29B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

CAAS Capital Management deployed $4.78B of net new capital in Q4 2020, opening 521 new positions and adding to 87 existing holdings. Its largest new stake was Sunrun: 1,519,346 shares worth $105M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.8% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was First Solar, an estimated $71.8M trimmed.

  • CAAS Capital Management's largest Q4 2020 buy was Sunrun: 1,519,346 shares worth $105M.
  • CAAS Capital Management added most to Royalty Pharma in Q4 2020, an estimated $153M increase.
  • CAAS Capital Management's biggest Q4 2020 reduction was First Solar, cutting an estimated $71.8M.
  • CAAS Capital Management fully exited 10x Genomics in Q4 2020, selling an estimated $62.3M.
  • CAAS Capital Management's ten largest holdings make up 28% of its $10.5B portfolio in Q4 2020.
  • CAAS Capital Management opened 521 new positions and closed 171 in Q4 2020.
  • CAAS Capital Management's portfolio value rose 145% quarter-over-quarter to $10.5B.

Based on CAAS Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.