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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEGN icon
301
Legend Biotech
LEGN
$3.59B
$2.16M 0.05%
+46,334
New +$2.35M
STM icon
302
PUT
STMicroelectronics
STM
$46.7B
$2.15M 0.05%
44,000
– –
ADI icon
303
CALL
Analog Devices
ADI
$179B
$2.14M 0.05%
+12,200
New +$2.16M
AEM icon
304
PUT
Agnico Eagle Mines
AEM
$73.6B
$2.13M 0.05%
40,000
– –
WYNN icon
305
PUT
Wynn Resorts
WYNN
$10.3B
$2.13M 0.05%
25,000
– –
CMCSA icon
306
PUT
Comcast
CMCSA
$85B
$2.11M 0.05%
41,900
-666,200
-94% -$34.7M
ENFN
307
DELISTED
Enfusion, Inc.
ENFN
$2.09M 0.05%
+100,000
New +$2.02M
SU icon
308
CALL
Suncor Energy
SU
$79.4B
$2.07M 0.05%
82,700
– –
THCPU
309
DELISTED
Thunder Bridge Capital Partners IV, Inc. Unit
THCPU
$2.06M 0.05%
209,599
-15,300
-7% -$151K
USB icon
310
PUT
US Bancorp
USB
$98.2B
$2.06M 0.05%
+36,700
New +$2.17M
STER
311
DELISTED
Sterling Check Corp. Common Stock
STER
$2.05M 0.05%
100,000
– –
NCLH icon
312
PUT
Norwegian Cruise Line
NCLH
$8.51B
$2.05M 0.05%
98,800
– –
JPM icon
313
CALL
JPMorgan Chase
JPM
$935B
$2.01M 0.05%
12,700
+4,400
+53% +$723K
TSLA icon
314
CALL
Tesla
TSLA
$1.23T
$2.01M 0.05%
5,700
+5,400
+1,800% +$1.81M
SNAP icon
315
CALL
Snap
SNAP
$7.89B
$2M 0.05%
42,500
+29,100
+217% +$1.64M
PDD icon
316
PUT
Pinduoduo
PDD
$126B
$1.99M 0.05%
34,100
-70,300
-67% -$5.54M
ADBE icon
317
CALL
Adobe
ADBE
$99.5B
$1.99M 0.05%
+3,500
New +$2.19M
FICVU
318
DELISTED
Frontier Investment Corp Units
FICVU
$1.96M 0.05%
200,000
– –
ZLSWU
319
DELISTED
Zalatoris II Acquisition Corp Unit
ZLSWU
$1.95M 0.05%
199,584
– –
WIX icon
320
CALL
WIX.com
WIX
$2.3B
$1.94M 0.05%
12,300
– –
HOWL icon
321
Werewolf Therapeutics
HOWL
$17.2M
$1.94M 0.05%
162,599
– –
RWAY icon
322
Runway Growth Finance
RWAY
$232M
$1.92M 0.05%
+149,743
New +$1.94M
CPRI icon
323
CALL
Capri Holdings
CPRI
$1.83B
$1.91M 0.05%
29,400
– –
AEM icon
324
Agnico Eagle Mines
AEM
$73.6B
$1.9M 0.05%
35,751
+4,951
+16% +$263K
CORT icon
325
Corcept Therapeutics
CORT
$12.4B
$1.89M 0.05%
+95,608
New +$1.94M
11 12
13
14 15

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.