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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+8%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$9.24B
AUM Growth
-$1.25B
Cap. Flow
-$1.2B
Cap. Flow %
-12.98%
Top 10 Hldgs %
20.23%
Holding
1,512
New
702
Increased
135
Reduced
143
Closed
389

Top Buys

Rank Stock Value
1
VIPS icon
Vipshop
VIPS
+$87.6M
2
FTCH
Farfetch Limited Class A Ordinary Shares
FTCH
+$73.7M
3
GOTU icon
Gaotu Techedu
GOTU
+$72.3M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$57.9M
5
GTM
ZoomInfo Technologies
GTM
+$57.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$178M
2
RPRX icon
Royalty Pharma
RPRX
+$120M
3
RUN icon
Sunrun
RUN
+$105M
4
KDP icon
Keurig Dr Pepper
KDP
+$91M
5
DT icon
Dynatrace
DT
+$81.6M

Sector Composition

Rank Sector Weight
1 Healthcare 6.29%
2 Consumer Discretionary 4.04%
3 Technology 3.95%
4 Communication Services 3.85%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
301
CALL
Agilent Technologies
A
$39.5B
$6.36M 0.07%
+50,000
New +$6.18M
LYFT icon
302
CALL
Lyft
LYFT
$6.22B
$6.32M 0.07%
100,000
– –
EYE icon
303
National Vision
EYE
$1.8B
$6.29M 0.07%
+143,543
New +$6.84M
CVX icon
304
CALL
Chevron
CVX
$385B
$6.29M 0.07%
60,000
+30,000
+100% +$2.93M
BMY icon
305
Bristol-Myers Squibb
BMY
$134B
$6.29M 0.07%
+99,572
New +$6.2M
XRT icon
306
CALL
State Street SPDR S&P Retail ETF
XRT
$329M
$6.25M 0.07%
+70,000
New +$5.66M
LLY icon
307
CALL
Eli Lilly
LLY
$1,000B
$6.22M 0.07%
33,300
+31,800
+2,120% +$6.22M
TNL icon
308
CALL
Travel + Leisure Co
TNL
$4.72B
$6.12M 0.07%
+100,000
New +$5.43M
TNL icon
309
PUT
Travel + Leisure Co
TNL
$4.72B
$6.12M 0.07%
+100,000
New +$5.43M
MET icon
310
PUT
MetLife
MET
$62B
$6.08M 0.07%
100,000
-84,400
-46% -$4.66M
ATC
311
DELISTED
Atotech Limited
ATC
$6.08M 0.07%
+300,000
New +$6.14M
FTOC
312
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$6.01M 0.07%
+568,753
New +$6.67M
GXIIU
313
DELISTED
GX Acquisition Corp. II Unit
GXIIU
$5.99M 0.06%
+600,000
New +$5.94M
RNG icon
314
CALL
RingCentral
RNG
$4.81B
$5.96M 0.06%
20,000
-4,400
-18% -$1.62M
RNG icon
315
PUT
RingCentral
RNG
$4.81B
$5.96M 0.06%
20,000
-700
-3% -$257K
BHVN
316
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$5.95M 0.06%
+86,985
New +$7.04M
PIAI.U
317
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$5.94M 0.06%
600,000
– –
NGCAU
318
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
$5.94M 0.06%
+600,000
New +$5.91M
JD icon
319
CALL
JD.com
JD
$44.6B
$5.9M 0.06%
70,000
+42,500
+155% +$3.9M
XLY icon
320
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$5.88M 0.06%
+70,000
New +$5.82M
KSS icon
321
CALL
Kohl's
KSS
$2.28B
$5.86M 0.06%
98,300
-69,200
-41% -$3.55M
DX
322
Dynex Capital
DX
$3.15B
$5.83M 0.06%
+308,065
New +$5.67M
DXCM icon
323
DexCom
DXCM
$32.9B
$5.82M 0.06%
64,756
+28,756
+80% +$2.7M
KBH icon
324
PUT
KB Home
KBH
$3.45B
$5.82M 0.06%
125,000
– –
VOD icon
325
Vodafone
VOD
$36.1B
$5.81M 0.06%
315,450
+149,603
+90% +$2.7M
11 12
13
14 15

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CAAS Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, CAAS Capital Management held 1,512 positions worth $9.24B, down 12% from $10.5B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

CAAS Capital Management withdrew a net $1.2B in Q1 2021, closing 389 positions and reducing 143 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $178M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.3% of assets, up from 6.2% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, CAAS Capital Management opened a new position in Gaotu Techedu worth $30.1M.

  • CAAS Capital Management's largest Q1 2021 buy was Gaotu Techedu: 888,365 shares worth $30.1M.
  • CAAS Capital Management added most to Vipshop in Q1 2021, an estimated $87.6M increase.
  • CAAS Capital Management's biggest Q1 2021 reduction was Royalty Pharma, cutting an estimated $120M.
  • CAAS Capital Management fully exited State Street SPDR S&P 500 ETF Trust in Q1 2021, selling an estimated $178M.
  • CAAS Capital Management's ten largest holdings make up 20% of its $9.24B portfolio in Q1 2021.
  • CAAS Capital Management opened 702 new positions and closed 389 in Q1 2021.
  • CAAS Capital Management's portfolio value fell 12% quarter-over-quarter to $9.24B.

Based on CAAS Capital Management's 13F filing for Q1 2021, filed 17 May 2021.