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CCM

CAAS Capital Management Portfolio holdings

AUM $934M
1-Year Est. Return 1.45%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+1.45%
3 Year Est. Return
+10.99%
5 Year Est. Return
+150.62%
10 Year Est. Return
–
AUM
$4.11B
AUM Growth
-$884M
Cap. Flow
-$853M
Cap. Flow %
-20.77%
Top 10 Hldgs %
21.29%
Holding
1,180
New
259
Increased
153
Reduced
147
Closed
335

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$136M
2
KD icon
Kyndryl
KD
+$35.4M
3
CMI icon
Cummins
CMI
+$27.4M
4
FR icon
First Industrial Realty Trust
FR
+$26.1M
5
NFYS.U
Enphys Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
NFYS.U
+$23.2M

Top Sells

Rank Stock Value
1
STT icon
State Street
STT
+$46.3M
2
CMCSA icon
Comcast
CMCSA
+$44.2M
3
DOCN icon
DigitalOcean
DOCN
+$33M
4
EQT icon
EQT Corp
EQT
+$25.6M
5
MRVI icon
Maravai LifeSciences
MRVI
+$25.5M

Sector Composition

Rank Sector Weight
1 Technology 3.13%
2 Healthcare 2.79%
3 Consumer Discretionary 2.67%
4 Industrials 2.4%
5 Financials 2.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
251
CALL
DELISTED
Walgreens Boots Alliance
WBA
$3.02M 0.07%
+58,000
New +$2.81M
BA icon
252
CALL
Boeing
BA
$171B
$3.02M 0.07%
15,000
-16,400
-52% -$3.46M
NIO icon
253
PUT
NIO
NIO
$12.2B
$3M 0.07%
94,600
-69,600
-42% -$2.56M
HIG icon
254
Hartford Financial Services
HIG
$38.9B
$2.99M 0.07%
43,292
-8,829
-17% -$623K
DRI icon
255
PUT
Darden Restaurants
DRI
$23.3B
$2.97M 0.07%
19,700
+18,600
+1,691% +$2.75M
CRWD icon
256
CALL
CrowdStrike
CRWD
$194B
$2.95M 0.07%
57,600
+20,400
+55% +$1.24M
UDMY
257
DELISTED
Udemy
UDMY
$2.93M 0.07%
+150,000
New +$3.59M
PNC icon
258
PUT
PNC Financial Services
PNC
$99.7B
$2.93M 0.07%
14,600
+9,100
+165% +$1.85M
NBIS
259
PUT
Nebius Group N.V.
NBIS
$48.3B
$2.9M 0.07%
48,000
– –
AIG icon
260
PUT
American International
AIG
$41.7B
$2.9M 0.07%
51,000
+1,000
+2% +$56.9K
BRZE icon
261
Braze
BRZE
$2.81B
$2.84M 0.07%
+36,834
New +$2.67M
BIDU icon
262
PUT
Baidu
BIDU
$37.7B
$2.81M 0.07%
18,900
-7,200
-28% -$1.12M
VALE icon
263
Vale
VALE
$64.1B
$2.8M 0.07%
199,400
+107,300
+117% +$1.43M
XMTR icon
264
Xometry
XMTR
$4.74B
$2.78M 0.07%
54,320
+19,692
+57% +$1.01M
AA icon
265
PUT
Alcoa
AA
$11.9B
$2.77M 0.07%
46,500
+38,500
+481% +$1.93M
APP icon
266
Applovin
APP
$133B
$2.77M 0.07%
+29,361
New +$2.73M
DFS
267
PUT
DELISTED
Discover Financial Services
DFS
$2.75M 0.07%
23,800
+1,300
+6% +$154K
ADI icon
268
PUT
Analog Devices
ADI
$179B
$2.72M 0.07%
+15,500
New +$2.75M
CCL icon
269
PUT
Carnival Corporation Ltd
CCL
$38.1B
$2.69M 0.07%
133,800
-63,300
-32% -$1.35M
TWKS
270
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
$2.68M 0.07%
100,000
– –
ULTA icon
271
PUT
Ulta Beauty
ULTA
$22B
$2.68M 0.07%
6,500
+500
+8% +$194K
STEP icon
272
StepStone Group
STEP
$3.61B
$2.67M 0.07%
+64,355
New +$2.84M
COUP
273
CALL
DELISTED
Coupa Software Incorporated
COUP
$2.65M 0.06%
16,800
– –
LYLT
274
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$2.65M 0.06%
+88,232
New +$2.85M
DRI icon
275
CALL
Darden Restaurants
DRI
$23.3B
$2.64M 0.06%
17,500
+14,000
+400% +$2.07M
9 10
11
12 13

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TAM
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WCF
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CHP
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SWC
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KTA
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LC
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SBIA
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CAAS Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, CAAS Capital Management held 1,180 positions worth $4.11B, down 18% from $4.99B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

CAAS Capital Management withdrew a net $853M in Q4 2021, closing 335 positions and reducing 147 holdings. Its most notable exit was State Street, an estimated $46.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, down from 4.6% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, CAAS Capital Management opened a new position in State Street SPDR S&P 500 ETF Trust worth $141M.

  • CAAS Capital Management's largest Q4 2021 buy was State Street SPDR S&P 500 ETF Trust: 296,073 shares worth $141M.
  • CAAS Capital Management added most to Cummins in Q4 2021, an estimated $27.4M increase.
  • CAAS Capital Management's biggest Q4 2021 reduction was Lufax Holding, cutting an estimated $7.94M.
  • CAAS Capital Management fully exited State Street in Q4 2021, selling an estimated $46.3M.
  • CAAS Capital Management's ten largest holdings make up 21% of its $4.11B portfolio in Q4 2021.
  • CAAS Capital Management opened 259 new positions and closed 335 in Q4 2021.
  • CAAS Capital Management's portfolio value fell 18% quarter-over-quarter to $4.11B.

Based on CAAS Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.