BTR Capital Management’s UBS Group UBS Stock Holding History

BTR Capital Management’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-32,345	Closed	-$549K	–	150
2017 Q2	$549K	Sell	32,345 -800	-2%	-$13K	0.11%	100
2017 Q1	$529K	Sell	33,145 -13,280	-29%	-$214K	0.11%	102
2016 Q4	$632K	Hold	46,425	–	–	0.14%	96
2016 Q3	$632K	Buy	46,425 +480	+1%	+$6.54K	0.14%	96
2016 Q2	$595K	Sell	45,945 -4,415	-9%	-$67.5K	0.14%	103
2016 Q1	$807K	Sell	50,360 -74,925	-60%	-$1.22M	0.19%	89
2015 Q4	$2.43M	Buy	125,285 +350	+0.3%	+$6.83K	0.55%	51
2015 Q3	$2.31M	Sell	124,935 -300	-0.2%	-$6.36K	0.55%	55
2015 Q2	$2.65M	Buy	125,235 +7,590	+6%	+$159K	0.62%	50
2015 Q1	$2.21M	Buy	117,645 +14,915	+15%	+$260K	0.54%	55
2014 Q4	$1.75M	Buy	+102,730	New	+$1.76M	0.48%	60

Other funds holding UBS

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

BTR Capital Management's UBS Position: Q3 2017 in Review

BTR Capital Management sold out of UBS Group (UBS) in Q3 2017, closing a stake of 32,345 shares — an estimated $549K sold.

BTR Capital Management first reported a position in UBS in Q4 2014 and held it in 11 quarters. The position peaked at $2.65M in Q2 2015. 258 funds tracked by Wall St. Rank hold UBS as of Q3 2017.

BTR Capital Management reported no remaining UBS Group position as of Q3 2017 after selling out during the quarter.
BTR Capital Management sold 32,345 UBS Group shares in Q3 2017, an estimated $549K.
BTR Capital Management first reported a position in UBS Group in Q4 2014 and held it in 11 quarters.
BTR Capital Management's UBS Group position peaked at $2.65M in Q2 2015.
258 funds tracked by Wall St. Rank held UBS Group as of Q3 2017.

Based on BTR Capital Management's 13F filing for Q3 2017, filed 27 Oct 2017.