Brendel Financial Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Brendel Financial Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-2,100	Closed	-$107K	–	183
2021 Q2	$107K	Buy	+2,100	New	+$107K	0.06%	130
2020 Q4	–	Sell	-4,422	Closed	-$229K	–	86
2020 Q3	$229K	Sell	4,422 -933	-17%	-$48.3K	0.18%	73
2020 Q2	$277K	Sell	5,355 -36,582	-87%	-$1.89M	0.24%	74
2020 Q1	$2.14M	Buy	+41,937	New	+$2.18M	2.52%	13
2019 Q4	–	Sell	-6,432	Closed	-$334K	–	87
2019 Q3	$334K	Buy	+6,432	New	+$334K	0.3%	69

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75B AUM 31.89% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

United Capital Financial Advisors Irving, Texas $16.2B AUM 16.34% 1-Year Est. Return