Breakwater Investment Management’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Breakwater Investment Management’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$11.7K	Hold	402	–	–	﹤0.01%	224
2025 Q4	$11.4K	Sell	402 -1,002	-71%	-$28.3K	﹤0.01%	223
2025 Q3	$39.2K	Hold	1,404	–	–	0.01%	165
2025 Q2	$35.5K	Sell	1,404 -4,704	-77%	-$111K	0.01%	167
2025 Q1	$143K	Sell	6,108 -986	-14%	-$25.1K	0.06%	97
2024 Q4	$183K	Buy	7,094 +3,936	+125%	+$105K	0.08%	88
2024 Q3	$81.3K	Buy	+3,158	New	+$78.4K	0.03%	123

Other funds holding SCHA

Empower Advisory Group Greenwood Village, Colorado $38.5B AUM 18.4% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Breakwater Investment Management's SCHA Position: Q1 2026 in Review

Breakwater Investment Management held its Schwab U.S Small- Cap ETF (SCHA) position steady in Q1 2026 at 402 shares worth $11.7K. The position accounts for ﹤0.01% of the portfolio, ranked #224.

Breakwater Investment Management first reported a position in SCHA in Q3 2024 and has held it in 7 quarters since. The position peaked at $183K in Q4 2024. 1,250 funds tracked by Wall St. Rank hold SCHA as of Q1 2026.

Breakwater Investment Management held 402 shares of Schwab U.S Small- Cap ETF worth $11.7K as of Q1 2026.
Breakwater Investment Management left its Schwab U.S Small- Cap ETF share count unchanged in Q1 2026.
Schwab U.S Small- Cap ETF made up ﹤0.01% of Breakwater Investment Management's portfolio in Q1 2026, its #224 holding.
Breakwater Investment Management first reported a position in Schwab U.S Small- Cap ETF in Q3 2024 and has held it in 7 quarters since.
Breakwater Investment Management's Schwab U.S Small- Cap ETF position peaked at $183K in Q4 2024.
1,250 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q1 2026.

Based on Breakwater Investment Management's 13F filing for Q1 2026, filed 15 May 2026.