Bocage Capital’s NRG Energy NRG Stock Holding History

Bocage Capital’s Portfolio NRG Stock Details NRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-717,669	Closed	-$8.04M	–	16
2016 Q3	$8.04M	Sell	717,669 -133,016	-16%	-$1.73M	3.61%	12
2016 Q2	$12.8M	Sell	850,685 -234,387	-22%	-$3.47M	8.01%	3
2016 Q1	$14.1M	Buy	1,085,072 +671,717	+163%	+$7.68M	10.52%	4
2015 Q4	$4.87M	Sell	413,355 -454,709	-52%	-$5.75M	3.5%	12
2015 Q3	$12.9M	Buy	868,064 +326,376	+60%	+$6.48M	7.67%	8
2015 Q2	$12.4M	Sell	541,688 -19,042	-3%	-$476K	6.69%	8
2015 Q1	$14.1M	Buy	+560,730	New	+$14.2M	6.75%	8
2014 Q4	–	Sell	-469,866	Closed	-$13.9M	–	24
2014 Q3	$14.3M	Sell	469,866 -28,457	-6%	-$889K	3.27%	13
2014 Q2	$18.5M	Buy	498,323 +70,366	+16%	+$2.42M	4.6%	8
2014 Q1	$13.6M	Buy	427,957 +132,914	+45%	+$3.81M	5.24%	12
2013 Q4	$8.47M	Buy	+295,043	New	+$8.25M	5.9%	8

Other funds holding NRG

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Bocage Capital's NRG Position: Q4 2016 in Review

Bocage Capital sold out of NRG Energy (NRG) in Q4 2016, closing a stake of 717,669 shares — an estimated $8.04M sold.

Bocage Capital first reported a position in NRG in Q4 2013 and held it in 11 quarters. The position peaked at $18.5M in Q2 2014. 366 funds tracked by Wall St. Rank hold NRG as of Q4 2016.

Bocage Capital reported no remaining NRG Energy position as of Q4 2016 after selling out during the quarter.
Bocage Capital sold 717,669 NRG Energy shares in Q4 2016, an estimated $8.04M.
Bocage Capital first reported a position in NRG Energy in Q4 2013 and held it in 11 quarters.
Bocage Capital's NRG Energy position peaked at $18.5M in Q2 2014.
366 funds tracked by Wall St. Rank held NRG Energy as of Q4 2016.

Based on Bocage Capital's 13F filing for Q4 2016, filed 14 Feb 2017.