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NRG Energy

366 hedge funds and large institutions have $3.63B invested in NRG Energy in 2016 Q4 according to their latest regulatory filings, with 62 funds opening new positions, 93 increasing their positions, 158 reducing their positions, and 77 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $3.35B → $3.63B (+$275M)

1.42% less ownership

Funds ownership: 95.21%93.8% (-1.4%)

6% less funds holding

Funds holding: 388366 (-22)

19% less first-time investments, than exits

New positions opened: 62 | Existing positions closed: 77

34% less call options, than puts

Call options by funds: $49.9M | Put options by funds: $75.3M

41% less repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 158

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
366
Holders Change
-22
Holders Change %
-5.67%
% of All Funds
9.15%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
62
Increased
93
Reduced
158
Closed
77
Calls
$49.9M
Puts
$75.3M
Net Calls
-$25.4M
Net Calls Change
+$29.3M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$479M +$13.2M +1,148,701 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$400M -$28.2M -2,453,046 -7%
Hotchkis & Wiley Capital Management
3
Hotchkis & Wiley Capital Management
California
$337M -$3.5M -303,845 -1%
CC
4
Carlson Capital
Texas
$209M +$27.6M +2,398,063 +16%
State Street
5
State Street
Massachusetts
$178M -$22.2M -1,926,168 -12%
BIT
6
BlackRock Institutional Trust
California
$142M -$4.44M -385,538 -3%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$126M +$37.1M +3,221,542 +46%
Massachusetts Financial Services
8
Massachusetts Financial Services
Massachusetts
$111M +$13.5M +1,174,916 +15%
PI
9
Putnam Investments
Massachusetts
$110M +$3.88M +337,518 +4%
Franklin Resources
10
Franklin Resources
California
$105M -$25.7M -2,228,549 -21%
Nomura Holdings
11
Nomura Holdings
Japan
$101M +$94.6M +8,222,430 +22,771%
JHIU
12
Janus Henderson Investors US
Colorado
$83.5M +$15M +1,306,675 +24%
BFA
13
BlackRock Fund Advisors
California
$70.6M +$3.19M +276,862 +5%
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
$62.2M -$9.02M -783,918 -13%
EM
15
Elliott Management
New York
$53.6M +$50.4M +4,375,239 New
Millennium Management
16
Millennium Management
New York
$41M +$24.4M +2,124,132 +174%
Northern Trust
17
Northern Trust
Illinois
$39.6M -$6.46M -560,885 -15%
GC
18
Guggenheim Capital
Illinois
$38.9M -$14.8M -1,289,449 -29%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$36.1M +$23.8K +2,065 +0.1%
HI
20
HBK Investments
Texas
$35.3M +$13.5M +1,168,702 +68%
O
21
OppenheimerFunds
New York
$29.1M +$9.87M +857,592 +57%
Goldman Sachs
22
Goldman Sachs
New York
$28.7M -$2.58M -224,012 -9%
Morgan Stanley
23
Morgan Stanley
New York
$27.9M -$6.03M -524,234 -19%
Invesco
24
Invesco
Georgia
$26.9M +$5.15M +447,652 +26%
Deutsche Bank
25
Deutsche Bank
Germany
$24.4M -$7.45M -647,347 -25%

NRG Hedge Fund Activity: Q4 2016 in Review

366 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in NRG Energy (NRG) for Q4 2016, worth a combined $3.63B — up 8.2% from $3.35B a quarter earlier.

Sellers outnumbered buyers: 77 funds closed out of NRG and 62 opened new positions — a net loss of 15 holders — while 158 trimmed existing stakes and 93 added.

The largest buyer was Nomura Holdings, adding an estimated $94.6M. The largest seller was Norges Bank, exiting entirely with an estimated $30.4M sold.

  • 366 institutional investors held NRG Energy (NRG) as of Q4 2016, down from 388 in Q3 2016.
  • Funds reported $3.63B of NRG Energy stock for Q4 2016, up 8.2% quarter-over-quarter.
  • 62 funds opened new NRG Energy positions in Q4 2016 and 77 closed out, a net change of -15 holders.
  • The largest NRG Energy buyer in Q4 2016 was Nomura Holdings, an estimated $94.6M added.
  • The largest NRG Energy seller in Q4 2016 was Norges Bank, an estimated $30.4M sold.

Based on aggregated 13F filings for Q4 2016.