Bluefin Capital Management’s GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF BSJE Stock Holding History

Bluefin Capital Management’s Portfolio BSJE Stock Details BSJE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-644,471	Closed	-$17M	–	1146
2014 Q2	$17M	Buy	644,471 +291,364	+83%	+$7.71M	0.73%	14
2014 Q1	$9.4M	Buy	353,107 +252,418	+251%	+$6.71M	0.6%	22
2013 Q4	$2.69M	Buy	100,689 +28,455	+39%	+$761K	0.21%	98
2013 Q3	$1.9M	Buy	+72,234	New	+$1.92M	0.18%	123

Other funds holding BSJE

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Bluefin Capital Management's BSJE Position: Q3 2014 in Review

Bluefin Capital Management sold out of GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF (BSJE) in Q3 2014, closing a stake of 644,471 shares — an estimated $17M sold.

Bluefin Capital Management first reported a position in BSJE in Q3 2013 and held it in 4 quarters. The position peaked at $17M in Q2 2014. 52 funds tracked by Wall St. Rank hold BSJE as of Q3 2014.

Bluefin Capital Management reported no remaining GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF position as of Q3 2014 after selling out during the quarter.
Bluefin Capital Management sold 644,471 GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF shares in Q3 2014, an estimated $17M.
Bluefin Capital Management first reported a position in GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q3 2013 and held it in 4 quarters.
Bluefin Capital Management's GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF position peaked at $17M in Q2 2014.
52 funds tracked by Wall St. Rank held GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF as of Q3 2014.

Based on Bluefin Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.