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BHWM

Bay Harbor Wealth Management Portfolio holdings

AUM $434M
1-Year Est. Return 18.95%
This Fund
S&P 500
This Quarter Est. Return
+1.21%
1 Year Est. Return
+18.95%
3 Year Est. Return
+47.94%
5 Year Est. Return
+39.16%
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$6.06M
Cap. Flow
+$4.66M
Cap. Flow %
2.78%
Top 10 Hldgs %
51.5%
Holding
416
New
32
Increased
74
Reduced
116
Closed
23

Top Buys

Rank Stock Value
1
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$3.33M
2
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$3M
3
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$1.71M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.68M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.67M

Top Sells

Rank Stock Value
1
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$2.22M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$1.99M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.71M
4
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$1.11M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$837K

Sector Composition

Rank Sector Weight
1 Technology 2.41%
2 Financials 2.25%
3 Energy 1.39%
4 Healthcare 1.31%
5 Communication Services 1.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OAK
351
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1K ﹤0.01%
17
+1
+6% +$51
VSTO
352
DELISTED
Vista Outdoor Inc.
VSTO
$1K ﹤0.01%
100
– –
AMLP icon
353
Alerian MLP ETF
AMLP
$12.8B
$0 ﹤0.01%
1
– –
BOTZ icon
354
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.48B
$0 ﹤0.01%
+1
New +$20
BR icon
355
Broadridge
BR
$18.8B
– –
-360
Closed -$46K
C icon
356
Citigroup
C
$232B
$0 ﹤0.01%
6
– –
CAR icon
357
Avis
CAR
$4.9B
$0 ﹤0.01%
1
– –
CCI icon
358
Crown Castle
CCI
$31.7B
– –
-1,784
Closed -$247K
CWB icon
359
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
– –
-14,178
Closed -$750K
DGRO icon
360
iShares Core Dividend Growth ETF
DGRO
$43.4B
$0 ﹤0.01%
10
– –
ESPO icon
361
VanEck Video Gaming and eSports ETF
ESPO
$245M
$0 ﹤0.01%
+1
New +$34
EWJ icon
362
iShares MSCI Japan ETF
EWJ
$22.6B
$0 ﹤0.01%
+8
New +$438
EWX icon
363
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$684M
– –
-3,698
Closed -$165K
FSLR icon
364
First Solar
FSLR
$25.5B
$0 ﹤0.01%
3
– –
HACK icon
365
Amplify Cybersecurity ETF
HACK
$2.9B
$0 ﹤0.01%
6
+4
+200% +$157
HEFA icon
366
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.65B
– –
-271
Closed -$8K
HIMX
367
Himax Technologies
HIMX
$2.35B
$0 ﹤0.01%
11
– –
IEF icon
368
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-193
Closed -$21K
KWEB icon
369
KraneShares CSI China Internet ETF
KWEB
$5.64B
$0 ﹤0.01%
+1
New +$42
LUMN icon
370
Lumen
LUMN
$6.32B
$0 ﹤0.01%
10
– –
MKSI icon
371
MKS Inc
MKSI
$21.7B
$0 ﹤0.01%
1
– –
NKTR icon
372
Nektar Therapeutics
NKTR
$2.47B
– –
0
– –
OXSQ icon
373
Oxford Square Capital
OXSQ
$158M
– –
-565
Closed -$4K
PSK icon
374
State Street SPDR ICE Preferred Securities ETF
PSK
$687M
– –
-7,547
Closed -$326K
QRVO icon
375
Qorvo
QRVO
$8.34B
$0 ﹤0.01%
2
– –
13 14
15
16 17

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JWM
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GPP
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MAM
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Bay Harbor Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Bay Harbor Wealth Management held 416 positions worth $167M, up 3.8% from $161M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Bay Harbor Wealth Management's Q3 2019 filing shows 32 new, 74 increased, 116 reduced and 23 closed positions. Its largest new stake was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M. The largest sale was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF, an estimated $2.22M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.4% a quarter earlier, followed by Financials and Energy.

  • Bay Harbor Wealth Management's largest Q3 2019 buy was State Street Communication Services Select Sector SPDR ETF: 34,191 shares worth $1.69M.
  • Bay Harbor Wealth Management added most to State Street DoubleLine Total Return Tactical ETF in Q3 2019, an estimated $3.33M increase.
  • Bay Harbor Wealth Management's biggest Q3 2019 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $1.99M.
  • Bay Harbor Wealth Management fully exited State Street SPDR Portfolio Intermediate Term Corporate Bond ETF in Q3 2019, selling an estimated $2.22M.
  • Bay Harbor Wealth Management's ten largest holdings make up 52% of its $167M portfolio in Q3 2019.
  • Bay Harbor Wealth Management opened 32 new positions and closed 23 in Q3 2019.
  • Bay Harbor Wealth Management's portfolio value rose 3.8% quarter-over-quarter to $167M.

Based on Bay Harbor Wealth Management's 13F filing for Q3 2019, filed 15 Oct 2019.