Bay Harbor Wealth Management’s SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-14,178	Closed	-$750K	–	365
2019 Q2	$750K	Buy	14,178 +143	+1%	+$7.57K	0.47%	37
2019 Q1	$733K	Sell	14,035 -35	-0.2%	-$1.83K	0.5%	36
2018 Q4	$658K	Buy	+14,070	New	+$658K	0.52%	36