Basswood Capital Management’s Heritage Commerce HTBK Stock Holding History

Basswood Capital Management’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-222,661	Closed	-$1.97M	–	175
2014 Q4	$1.97M	Sell	222,661 -8,607	-4%	-$73.6K	0.09%	141
2014 Q3	$1.9M	Buy	231,268 +936	+0.4%	+$7.67K	0.1%	149
2014 Q2	$1.88M	Buy	230,332 +2,483	+1%	+$20.1K	0.1%	143
2014 Q1	$1.84M	Hold	227,849	–	–	0.1%	145
2013 Q4	$1.88M	Sell	227,849 -18,418	-7%	-$143K	0.1%	129
2013 Q3	$1.88M	Buy	246,267 +217,401	+753%	+$1.57M	0.1%	143
2013 Q2	$202K	Buy	+28,866	New	+$195K	0.01%	183

Other funds holding HTBK

PFP

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

CCCPI

Castle Creek Capital Partners IV Rancho Santa Fe, California $28M AUM 43.6% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

Basswood Capital Management's HTBK Position: Q1 2015 in Review

Basswood Capital Management sold out of Heritage Commerce (HTBK) in Q1 2015, closing a stake of 222,661 shares — an estimated $1.97M sold.

Basswood Capital Management first reported a position in HTBK in Q2 2013 and held it in 7 quarters. The position peaked at $1.97M in Q4 2014. 63 funds tracked by Wall St. Rank hold HTBK as of Q1 2015.

Basswood Capital Management reported no remaining Heritage Commerce position as of Q1 2015 after selling out during the quarter.
Basswood Capital Management sold 222,661 Heritage Commerce shares in Q1 2015, an estimated $1.97M.
Basswood Capital Management first reported a position in Heritage Commerce in Q2 2013 and held it in 7 quarters.
Basswood Capital Management's Heritage Commerce position peaked at $1.97M in Q4 2014.
63 funds tracked by Wall St. Rank held Heritage Commerce as of Q1 2015.

Based on Basswood Capital Management's 13F filing for Q1 2015, filed 15 May 2015.