Basso Capital Management’s Proofpoint, Inc. PFPT Stock Holding History

Basso Capital Management’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-15,000	Closed	-$1.33M	–	199
2017 Q4	$1.33M	Hold	15,000	–	–	0.22%	96
2017 Q3	$1.31M	Hold	15,000	–	–	0.16%	106
2017 Q2	$1.3M	Hold	15,000	–	–	0.17%	106
2017 Q1	$1.11M	Hold	15,000	–	–	0.17%	88
2016 Q4	$1.06M	Hold	15,000	–	–	0.16%	87
2016 Q3	$1.12M	Buy	+15,000	New	+$1.11M	0.17%	83

Other funds holding PFPT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

WRCM

Whale Rock Capital Management Boston, Massachusetts $7.74B AUM 180.85% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Basso Capital Management's PFPT Position: Q1 2018 in Review

Basso Capital Management sold out of Proofpoint, Inc. (PFPT) in Q1 2018, closing a stake of 15,000 shares — an estimated $1.33M sold.

Basso Capital Management first reported a position in PFPT in Q3 2016 and held it in 6 quarters. The position peaked at $1.33M in Q4 2017. 298 funds tracked by Wall St. Rank hold PFPT as of Q1 2018.

Basso Capital Management reported no remaining Proofpoint, Inc. position as of Q1 2018 after selling out during the quarter.
Basso Capital Management sold 15,000 Proofpoint, Inc. shares in Q1 2018, an estimated $1.33M.
Basso Capital Management first reported a position in Proofpoint, Inc. in Q3 2016 and held it in 6 quarters.
Basso Capital Management's Proofpoint, Inc. position peaked at $1.33M in Q4 2017.
298 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q1 2018.

Based on Basso Capital Management's 13F filing for Q1 2018, filed 15 May 2018.