Whale Rock Capital Management’s Proofpoint, Inc. PFPT Stock Holding History

Whale Rock Capital Management’s Portfolio PFPT Stock Details PFPT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-260,864	Closed	-$30.1M	–	43
2018 Q2	$30.1M	Sell	260,864 -824,093	-76%	-$100M	0.86%	33
2018 Q1	$123M	Buy	+1,084,957	New	+$115M	4.19%	8
2016 Q2	–	Sell	-430,486	Closed	-$23.2M	–	40
2016 Q1	$23.2M	Buy	+430,486	New	+$22M	2.15%	19
2014 Q4	–	Sell	-45,000	Closed	-$1.67M	–	30
2014 Q3	$1.67M	Buy	+45,000	New	+$1.68M	0.22%	25

Other funds holding PFPT

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Artisan Partners Milwaukee, Wisconsin $62.3B AUM 26.25% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

WRF

Waddell & Reed Financial Overland Park, Kansas $48.6B AUM 84.78% 1-Year Est. Return

Whale Rock Capital Management's PFPT Position: Q3 2018 in Review

Whale Rock Capital Management sold out of Proofpoint, Inc. (PFPT) in Q3 2018, closing a stake of 260,864 shares — an estimated $30.1M sold.

Whale Rock Capital Management first reported a position in PFPT in Q3 2014 and held it in 4 quarters. The position peaked at $123M in Q1 2018. 330 funds tracked by Wall St. Rank hold PFPT as of Q3 2018.

Whale Rock Capital Management reported no remaining Proofpoint, Inc. position as of Q3 2018 after selling out during the quarter.
Whale Rock Capital Management sold 260,864 Proofpoint, Inc. shares in Q3 2018, an estimated $30.1M.
Whale Rock Capital Management first reported a position in Proofpoint, Inc. in Q3 2014 and held it in 4 quarters.
Whale Rock Capital Management's Proofpoint, Inc. position peaked at $123M in Q1 2018.
330 funds tracked by Wall St. Rank held Proofpoint, Inc. as of Q3 2018.

Based on Whale Rock Capital Management's 13F filing for Q3 2018, filed 14 Nov 2018.