Barings’s State Street Utilities Select Sector SPDR ETF XLU Stock Holding History

Barings’s Portfolio XLU Stock Details XLU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-32,600	Closed	-$724K	–	1039
2015 Q1	$724K	Buy	32,600 +20,800	+176%	+$481K	0.02%	599
2014 Q4	$279K	Buy	11,800 +200	+2%	+$4.53K	0.01%	807
2014 Q3	$244K	Sell	11,600 -400	-3%	-$8.47K	0.01%	856
2014 Q2	$266K	Sell	12,000 -10,400	-46%	-$221K	0.01%	866
2014 Q1	$464K	Buy	22,400 +3,100	+16%	+$61.1K	0.01%	678
2013 Q4	$366K	Sell	19,300 -59,100	-75%	-$1.13M	0.02%	697
2013 Q3	$1.46M	Sell	78,400 -54,000	-41%	-$1.03M	0.06%	339
2013 Q2	$2.49M	Buy	+132,400	New	+$2.59M	0.11%	195

Other funds holding XLU

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Commerzbank Aktiengesellschaft Frankfurt, Germany $5B AUM 26.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Barings's XLU Position: Q2 2015 in Review

Barings sold out of State Street Utilities Select Sector SPDR ETF (XLU) in Q2 2015, closing a stake of 32,600 shares — an estimated $724K sold.

Barings first reported a position in XLU in Q2 2013 and held it in 8 quarters. The position peaked at $2.49M in Q2 2013. 423 funds tracked by Wall St. Rank hold XLU as of Q2 2015.

Barings reported no remaining State Street Utilities Select Sector SPDR ETF position as of Q2 2015 after selling out during the quarter.
Barings sold 32,600 State Street Utilities Select Sector SPDR ETF shares in Q2 2015, an estimated $724K.
Barings first reported a position in State Street Utilities Select Sector SPDR ETF in Q2 2013 and held it in 8 quarters.
Barings's State Street Utilities Select Sector SPDR ETF position peaked at $2.49M in Q2 2013.
423 funds tracked by Wall St. Rank held State Street Utilities Select Sector SPDR ETF as of Q2 2015.

Based on Barings's 13F filing for Q2 2015, filed 14 Aug 2015.