Barclays’s SPDR NUVEEN BARCLAYS CALIF MUN BD ETF CXA Stock Holding History

Barclays’s Portfolio CXA Stock Details CXA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-1,417	Closed	-$33K	–	7835
2014 Q3	$33K	Sell	1,417 -473	-25%	-$11.2K	﹤0.01%	6188
2014 Q2	$43K	Sell	1,890 -475	-20%	-$11.1K	﹤0.01%	6059
2014 Q1	$52K	Hold	2,365	–	–	﹤0.01%	5971
2013 Q4	$50K	Sell	2,365 -5,615	-70%	-$128K	﹤0.01%	6187
2013 Q3	$176K	Sell	7,980 -6,850	-46%	-$152K	﹤0.01%	5166
2013 Q2	$330K	Buy	+14,830	New	+$353K	﹤0.01%	4696

Other funds holding CXA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Whittier Trust South Pasadena, California $8.86B AUM 28.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PFA

Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Barclays's CXA Position: Q4 2014 in Review

Barclays sold out of SPDR NUVEEN BARCLAYS CALIF MUN BD ETF (CXA) in Q4 2014, closing a stake of 1,417 shares — an estimated $33K sold.

Barclays first reported a position in CXA in Q2 2013 and held it in 6 quarters. The position peaked at $330K in Q2 2013. 18 funds tracked by Wall St. Rank hold CXA as of Q4 2014.

Barclays reported no remaining SPDR NUVEEN BARCLAYS CALIF MUN BD ETF position as of Q4 2014 after selling out during the quarter.
Barclays sold 1,417 SPDR NUVEEN BARCLAYS CALIF MUN BD ETF shares in Q4 2014, an estimated $33K.
Barclays first reported a position in SPDR NUVEEN BARCLAYS CALIF MUN BD ETF in Q2 2013 and held it in 6 quarters.
Barclays's SPDR NUVEEN BARCLAYS CALIF MUN BD ETF position peaked at $330K in Q2 2013.
18 funds tracked by Wall St. Rank held SPDR NUVEEN BARCLAYS CALIF MUN BD ETF as of Q4 2014.

Based on Barclays's 13F filing for Q4 2014, filed 13 Feb 2015.