BAM
CLV

Banta Asset Management’s CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A CLV Stock Holding History

Banta Asset Management’s Portfolio CLV Stock Details CLV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-110,795
Closed -$1.6M – 37
2014
Q3 		$1.6M Sell
110,795
-1,855
-2% -$27.7K 3.51% 11
2014
Q2 		$1.61M Buy
112,650
+4,325
+4% +$76K 3.51% 11
2014
Q1 		$2.25M Buy
108,325
+17,875
+20% +$359K 4.91% 6
2013
Q4 		$2.08M Buy
90,450
+8,950
+11% +$197K 5.1% 4
2013
Q3 		$1.61M Buy
81,500
+925
+1% +$18.2K 4.75% 5
2013
Q2 		$1.43M Buy
+80,575
New +$1.55M 3.94% 8

Other funds holding CLV

KG
Killen Group Berwyn, Pennsylvania $866M AUM 0.25% 1-Year Est. Return
BC
Barnett & Company Chattanooga, Tennessee $129M AUM 14.9% 1-Year Est. Return
HI
Horizon Investments Charlotte, North Carolina $8.92B AUM 25.62% 1-Year Est. Return
NC
NBW Capital Boston, Massachusetts $464M AUM 21.25% 1-Year Est. Return
MCM
McGlinn Capital Management Wyomissing, Pennsylvania $33.1M AUM 37.58% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Banta Asset Management's CLV Position: Q4 2014 in Review

Banta Asset Management sold out of CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A (CLV) in Q4 2014, closing a stake of 110,795 shares — an estimated $1.6M sold.

Banta Asset Management first reported a position in CLV in Q2 2013 and held it in 6 quarters. The position peaked at $2.25M in Q1 2014. 6 funds tracked by Wall St. Rank hold CLV as of Q4 2014.

  • Banta Asset Management reported no remaining CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A position as of Q4 2014 after selling out during the quarter.
  • Banta Asset Management sold 110,795 CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A shares in Q4 2014, an estimated $1.6M.
  • Banta Asset Management first reported a position in CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A in Q2 2013 and held it in 6 quarters.
  • Banta Asset Management's CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A position peaked at $2.25M in Q1 2014.
  • 6 funds tracked by Wall St. Rank held CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A as of Q4 2014.

Based on Banta Asset Management's 13F filing for Q4 2014, filed 16 Jan 2015.