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CLV

CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV

Delisted

CLV was delisted on the 29th of January, 2016.

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12 hedge funds and large institutions have $70.8M invested in CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 0 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

33% more funds holding

Funds holding: 9 → 12 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

95% less capital invested

Capital invested by funds: $1.45B → $70.8M (-$1.38B)

Holders
12
Holders Change
+3
Holders Change %
+33.33%
% of All Funds
0.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
4
Increased
6
Reduced
–
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MSL
Mackay Shields LLC
New York
+$4M
2
Invesco
Invesco
Georgia
+$3.04M
3
LTI
Laffer Tengler Investments
Tennessee
+$1.57M
4
DDPIC
Deroy & Devereaux Private Investment Counsel
Michigan
+$641K
5
KG
Killen Group
Pennsylvania
+$242K

Top Sellers

Rank Fund Capital Flow
1
TAM
Tocqueville Asset Management
New York
-$1.95M
Name Holding Trade Value Shares
Change 		Change in
Stake
KG
1
Killen Group
Pennsylvania
$41.7M +$242K +10,966 +0.6%
Invesco
2
Invesco
Georgia
$15.9M +$3.04M +137,800 +25%
MSL
3
Mackay Shields LLC
New York
$4.16M +$4M +181,353 New
BC
4
Barnett & Company
Tennessee
$3.1M +$98.4K +4,467 +3%
BAM
5
Banta Asset Management
California
$2.08M +$197K +8,950 +11%
LTI
6
Laffer Tengler Investments
Tennessee
$1.64M +$1.57M +71,221 New
NC
7
NBW Capital
Massachusetts
$697K +$1.94K +88 +0.3%
DDPIC
8
Deroy & Devereaux Private Investment Counsel
Michigan
$668K +$641K +29,100 New
HAIM
9
Hunter Associates Investment Management
Pennsylvania
$351K +$35.2K +1,600 +12%
SAM
10
Shikiar Asset Management
New York
$298K – – –
SFSIG
11
San Francisco Sentry Investment Group
California
$164K +$157K +7,129 New
MCM
12
McGlinn Capital Management
Pennsylvania
$149K – – –
TAM
13
Tocqueville Asset Management
New York
– -$1.95M -98,710 Closed

CLV Hedge Fund Activity: Q4 2013 in Review

12 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A (CLV) for Q4 2013, worth a combined $70.8M — down 95% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CLV positions and 1 closed out — a net gain of 3 holders — while 6 added to existing stakes and 0 trimmed.

The largest buyer was Mackay Shields LLC, opening a new position worth an estimated $4M. The largest seller was Tocqueville Asset Management, exiting entirely with an estimated $1.95M sold.

  • 12 institutional investors held CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A (CLV) as of Q4 2013, up from 9 in Q3 2013.
  • Funds reported $70.8M of CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A stock for Q4 2013, down 95% quarter-over-quarter.
  • 4 funds opened new CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A positions in Q4 2013 and 1 closed out, a net change of +3 holders.
  • The largest CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A buyer in Q4 2013 was Mackay Shields LLC, an estimated $4M added.
  • The largest CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A seller in Q4 2013 was Tocqueville Asset Management, an estimated $1.95M sold.

Based on aggregated 13F filings for Q4 2013.